| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
HITESH K.THAKKAR
|
|
|
|
KANEL OIL & EXPORT INDUSTRIES LTD.
PAN:AAECA8724C
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
15-DEC-2010
|
ACTION TAKEN REPORT DATED 13/05/2011 FILED BY COMPANY WITH SEBI ON 16/05/2011
SEBI VIDE ITS ORDER DATED 27/06/2011 HAS REVOKED THE DIRECTIONS ISSUED VIDE ORDER DATED 15/12/2010
|
| 182 |
|
|
HITESH RAVINDRA SHAH
|
|
|
|
AKAR LAMINATORS LTD.
PAN:AABCA2778H
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
08-DEC-2010
|
|
| 183 |
|
|
IGNATIUS MARTIN JOHN
(DIN:01675230)
|
|
|
|
EARNEST HEALTHCARE LTD.
CIN:U24224MP1978PLC001470
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
|
| 184 |
|
|
INDERJEET SINGH VAGHELA LAKHAJI
(PAN:ABUPV6306R)
|
|
|
|
TOP TELEMEDIA LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-AUG-2012 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-AUG-2012 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
10-AUG-2012
|
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 DISPOSED OFF THE ORDER WITHOUT ANY CHANGE. NO COSTS
|
| 185 |
|
|
INDERJEET SINGH VAGHELA LAKHAJI
(PAN:ABUPV6306R)
|
|
|
|
TOP TELEMEDIA LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ITS ORDER DATED 10/08/2012
|
IMPOSED PENALTY RS.10,00,000
06-JUN-2016
|
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 DISPOSED OFF THE ORDER WITHOUT ANY CHANGE. NO COSTS
|
| 186 |
|
|
J.S.VARSHNAY
|
|
|
|
LESHA STEELS LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
|
| 187 |
|
|
JAGATRAI MOHANLAL PARMAR
|
|
|
|
SHREE POMANI METALS & ALLOYS LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUL-2015 TILL RESOLVES ALL PENDING INVESTOR GRIEVANCES
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUL-2015 TILL RESOLVES ALL PENDING INVESTOR GRIEVANCES
17-JUL-2015
|
|
| 188 |
|
|
JAIVEER SINGH BHAKER
|
|
|
|
ENKAY TEXOFOOD INDUSTRIES LTD.
PAN:AAACE0833A
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
|
| 189 |
|
|
JAMBOO KUMAR BHANDARI
(PAN:ABFPB5051Q)
|
|
|
|
ALPINE INDUSTRIES LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
|
| 190 |
|
|
JAMBOO KUMAR BHANDARI
(PAN:ABFPB5051Q)
|
|
|
|
ALPINE INDUSTRIES LTD.
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-JUL-2012 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED AND ATR FILED WITH SEBI
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-JUL-2012 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED AND ATR FILED WITH SEBI
12-JUL-2012
|
|
| 191 |
|
|
JASVANT RAY P.SHAH
|
|
|
|
LESHA STEELS LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
|
| 192 |
|
|
JAYANT PURUSHOTTAMBHAI PATEL
|
|
|
|
PANCHMAHAL CEMENT LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
09-OCT-2004
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 193 |
|
|
JAYESH BALMUKUNDBHAI MEHTA
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
DID NOT REDRESS INVESTOR COMPLAINTS
|
LAUNCHED CRIMINAL PROSECUTION
09-DEC-2002
|
|
| 194 |
|
|
JAYESH DADIA
|
|
|
|
DSJ COMMUNICATIONS LTD.
PAN:AAACD1935A
CIN:L22120MH1989PLC054329
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DIRECTED TO RESOLVE THE GRIEVANCES AND SUBMIT STATUS REPORT TO SEBI
20-JUL-2011
|
SHOW CAUSE NOTICE DATED 23/02/2012 ISSUED
SEBI VIDE ITS ORDER DATED 27/07/2012 CONFIRMED THAT ACTION TAKEN REPORT HAS BEEN SUBMITTED AND ALL THE PENDING COMPLAINTS HAVE BEEN REDRESSED. SHOW CAUSE NOTICE DATED 22/02/2012 HAS BEEN DISPOSED OFF
|
| 195 |
|
|
JAYESH R.THAKKAR
|
|
|
|
NATURAL EXPO AGRO INDUSTRIES LTD.
CIN:L52100GJ1993PLC020046
|
|
ALLOTTED SHARES WITHOUT RECEIVING MINIMUM SUBSCRIPTION TO ISSUE
SIPHONED ISSUE PROCEEDS INTO SCHEME FOR ENSURING MINIMUM SUBSCRIPTION IN ISSUE
DID NOT DELIVER SHARE CERTIFICATES TO SHAREHOLDERS BUT WERE RETAINED BY NEAL
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
DID NOT RECEIVE MINIMUM 90% SUBSCRIPTION IN PUBLIC ISSUE
INDULGED IN CREATION OF ARTIFICIAL SCARCITY IN SCRIPS AVAILABLE FOR TRADE
DID NOT REDRESS INVESTOR COMPLAINTS REGARDING DELAY IN TRANSFER OF SHARES
DID NOT REDRESS INVESTOR COMPLAINTS REGARDING DELIVERY OF SHARES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2003 TO 16-JUN-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2003 TO 16-JUN-2008
17-JUN-2003
|
|
| 196 |
|
|
JAYKISHAN KIKANI
(PAN:CCDPK1654H)
(Along with : VISHNU PRAKASH RATHORE,
ARPAN SARKAR)
|
|
|
|
ESSEL FINANCE ADVISORS & MANAGERS LLP
PAN:AABTI0088B
|
|
DID NOT WIND UP THE SCHEME EVEN AFTER COMPLETION OF EXTENDED TENURE AND CONTINUING THE SCHEME BEYOND PERMISSIBLE EXTENSIONS OF TWO YEARS
DID NOT MAKE DISCLOSURE OF PENDING MATTER WITH INCOME TAX DEPARTMENT
DID NOT MAKE DISCLOSURE OF DISCIPLINARY ACTION HISTORY AGAINST TRUSTEE OF THE FUND
PROVIDED VALUATION OF ASSETS INSTEAD OF SECURITIES HELD BY FUND
DID NOT OBTAIN REGISTRATION FROM FIU-IND
DID NOT COMMUNICATE DETAILS OF PRINCIPAL OFFICER AND DESIGNATED DIRECTOR
DID NOT MAKE DISCLOSURE OF INVESTOR CHARTER TO INVESTORS
DELAY IN FILING PRIVATE PLACEMENT MEMORANDUM (PPM) AUDIT REPORT
DID NOT ENSURE THAT PRIVATE PLACEMENT MEMORANDUM WAS IN SPECIFIED FORMAT
DID NOT MAKE DISCLOSURE OF DISTRIBUTION WATERFALL
DELAY IN APPOINTMENT OF BENCHMARKING AGENCY
DID NOT PROVIDE NECESSARY INFORMATION TO BENCHMARKING
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.12,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-JUN-2025
|
SAT: SAT VIDE ITS ORDER DATED 04/08/2025 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER.
SAT: SAT VIDE ITS ORDER DATED 04/08/2025 ALLOWED EXEMPTION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 18/08/2025 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN TWO WEEKS THEREAFTER. STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% PENALTY AMOUNT WITHIN TWO WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 17/03/2026 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDERS DATED 20/06/2025 AND 03/07/2025. NO COSTS
|
| 197 |
|
|
JIKESH SHAH
|
|
|
|
MILLENNIUM CYBERTECH LTD.
PAN:AABCM8712D
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-NOV-2016 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-NOV-2016 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
01-NOV-2016
|
|
| 198 |
|
|
JITENDRA SANGHVI
|
|
|
|
SHUKLA DATA TECHNICS LTD.
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-APR-2012 TILL ALL THE INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-APR-2012 TILL ALL THE INVESTOR GRIEVANCES ARE RESOLVED
13-APR-2012
|
|
| 199 |
|
|
JITENDRA SHANTILAL MEHTA
(DIN:00359501
PAN:AAEPM9639B)
|
|
|
|
RAASHI FERTILIZERS PVT.LTD.
CIN:U24210MH1985PTC037068
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 31-JUL-2021 TILL RESOLVED INVESTOR GRIEVANCES PENDING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2021 TILL RESOLVED INVESTOR GRIEVANCES PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2021 TILL RESOLVED INVESTOR GRIEVANCES PENDING
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
30-JUL-2020
|
SAT: SAT VIDE ITS ORDER DATED 18/02/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/07/2020 INSOFAR AS IT RELATED TO THE APPELLANT
|
| 200 |
|
|
K.I.BAKSHI
|
|
|
|
GUJARAT DEHYD FOODS LTD.
|
|
DID NOT TRANSFER SHARE CERTIFICATES WITHIN STIPULATED TIME
FAILED TO PAY DIVIDENDS TO SHAREHOLDERS
DID NOT REDRESS INVESTOR COMPLAINTS
|
LAUNCHED CRIMINAL PROSECUTION
27-SEP-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 10 of 27
|
