| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
IFGL REFRACTORIES LTD.
(PAN:AABCI7391C)
|
|
|
DID NOT SEEK AND DISCLOSE THE FORMAT OF RESIGNATION FROM GRANT THORTON UK LLP (GT) AS SPECIFIED UNDER CLAUSE 6(C)(I) OF SEBI CIRCULAR NO.CIR/CFD/CMD1/114/2019 DATED 18/10/2019 AND REGULATION 4(1)(E) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000
18-OCT-2022
|
SAT: SAT VIDE ITS ORDER DATED 06/01/2023 QUASHED IMPUGNED ORDER DATED 18/10/2022 AND DIRECTED SEBI TO PAY COST OF RS.50,000.00 BEFORE REGISTRAR OF THIS TRIBUNAL WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 182 |
|
|
IFL PROMOTERS LTD.
(CIN:L65910DL1992PLC049014
PAN:AAACI5322C)
|
|
|
|
ANJANA GUPTA
PAN:AHCPG7242H
|
|
DID NOT MAKE CORRECT DISCLOSURE TO STOCK EXCHANGES REGARDING NUMBER OF WARRANTS THAT WERE ALLOTTED VIOLATING CLAUSE 36 (REFERENCE - SEBI CIRCULAR DATED 07/04/1998) READ WITH CLAUSE 52(1)(B) OF LISTING AGREEMENT (REFERENCE - SEBI CIRCULAR DATED 27/12/2007) READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 (REPEAL AND SAVINGS PROVISION), CLAUSE 35 (REFERENCE - SEBI CIRCULAR DATED 16/12/2010) READ WITH CLAUSE 52(1)(B) OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF IFL PROMOTERS LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
SEBI VIDE ITS NOTICE DATED 02/02/2024 DIRECTED TO PAY RS.5,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 01/03/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 02/04/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.5,41,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 183 |
|
|
IL&FS TRANSPORTATION NETWORKS LTD.
(PAN:AABCC5460A)
|
|
|
|
DILIP BHATIA
PAN:ABEPB7695P
|
|
|
KRISHNA GHAG
DIN:02491661
|
|
|
RAMCHAND KARUNAKARAN
PAN:AAAPR4142A
|
|
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS TO STOCK EXCHANGES VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(I) OF UNIFORM LISTING AGREEMENT DATED 24/11/2015
DID NOT OBTAIN PRIOR APPROVAL OF AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS VIOLATING CLAUSE 49(VII)(D) OF ERSTWHILE EQUITY LISTING AGREEMENT UP TILL 30/11/2015
|
IMPOSED PENALTY RS.1,00,00,000
15-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 02/11/2022 RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED THE EFFECT AND OPERATION OF THE IMPUGNED ORDER AGAINST ALL THE APPELLANTS TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 05/01/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 184 |
|
|
IM+ CAPITALS LTD.
(PAN:AAACB1662L)
|
|
|
|
VISHAL SINGHAL
PAN:DIJPS2427H
|
|
DID NOT APPOINT MONITORING AGENCY AFTER TERMINATION VIOLATING REGULATION 162A(1) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT PROVIDE REQUISITE DOCUMENTS TO CARE RATINGS LTD. LEADING TO NON-FURNISHING OF MONITORING AGENCY REPORT ON TIME VIOLATING REGULATIONS 162A(1) OF SEBI (ICDR) REGULATIONS, 2018 READ WITH REGULATIONS 4(1)(D) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT OF DEVIATION/ VARIATION IN USES OF FUNDS VIOLATING REGULATIONS 32(1) READ WITH 4(1)(D), 4(1)(G) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
11-MAR-2026
|
|
| 185 |
|
|
INCREDIBLE REALCON PVT.LTD.
(PAN:AADCI3889B)
|
|
|
DID NOT SUBMIT BANK DETAILS TO DEBENTURE TRUSTEES VIOLATING CLAUSE 3.2 OF SEBI CIRCULAR SEBI/HO/DDHS/CIR/P/103/2020 DATED 23/06/2020 READ WITH CLAUSE 4.1 OF CHAPTER XI OF SEBI CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 DATED 10/08/2021 READ WITH REGULATION 8 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
28-FEB-2023
|
|
| 186 |
|
|
INCREDIBLE REALCON PVT.LTD.
(PAN:AADCI3889B)
|
|
|
DID NOT SUBMIT NO DEFAULT STATEMENT (NDS) TO CREDIT RATING AGENCIES VIOLATING REGULATION 8 OF SEBI (LODR) REGULATIONS 2015 READ WITH CLAUSE 1(A) AND/OR CLAUSE 1(C) OF SEBI CIRCULAR DATED 30/06/2017
|
IMPOSED PENALTY RS.1,00,00,000
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 29/11/2024 CONDONED THE DELAY OF 20 DAYS IN FILING OF APPEAL. STAYED RECOVERY OF AD-INTERIM ORDER SUBJECT TO DEPOSIT RS.20 LAC TO SEBI WITH LIBERTY TO SEBI TO SEEK MODIFICATION AFTER FILING OF REPLY. ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER IF ANY, TO BE FILED WITHIN TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 22/01/2025 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 187 |
|
|
IND-BARATH THERMOTEK PVT.LTD.
(PAN:AADCI6945G)
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF LINE ITEMS IN RESPECT TO NCDS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATIONS 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
22-DEC-2020
|
SEBI VIDE ITS NOTICE DATED 07/05/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 188 |
|
|
INDIA STEEL WORKS LTD.
(PAN:AAACI1362A)
|
|
|
DID NOT OBTAIN APPROVAL OF SHAREHOLDERS FOR APPOINTMENT OF NEW DIRECTOR
|
IMPOSED PENALTY RS.1,00,000
29-DEC-2023
|
|
| 189 |
|
|
INDIAN INFOTECH & SOFTWARE LTD.
(CIN:L70100MH1982PLC027198
PAN:AAACI0350E)
|
|
|
|
VARSHA MURAKA (AKA.VARSHA PODDAR)
PAN:ARCPM7606B
|
|
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1)(C), (E) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6), 7, 4(2)(F)(III)(1), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1), 4(2)(F) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING SECTION 21 OF SCRA, 1956 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT COOPEARATE WITH FORENSIC AUDITOR APPOINTED BY BSE AND DID NOT PROVIDE ANY EVIDENCE TO SUBSTANTIATE FINANCIAL TRANSACTIONS AND STATEMENTS OF COMPANY VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 12-NOV-2020 TO 11-FEB-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
12-NOV-2020
|
|
| 190 |
|
|
INDIAN INFOTECH & SOFTWARE LTD.
(CIN:L70100MH1982PLC027198
PAN:AAACI0350E)
|
|
|
|
VARSHA MURAKA (AKA.VARSHA PODDAR)
PAN:ARCPM7606B
|
|
|
VARSHA PODDAR (AKA.VARSHA MURARKA)
PAN:ARCPM7606B
|
|
MISREPRESENTED FINANCIAL STATEMENTS AND MISUSED FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
MISREPRESENTED FINANCIAL STATEMENTS AND MISUSED FUNDS/BOOKS OF ACCOUNTS VIOLATING REGULATION 4(2)(F)(II), (6), (7), 4(2)(F)(III), (1), (3) AND (12) OF SEBI (LODR) REGULATIONS, 2015
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
MISREPRESENTED FINANCIAL STATEMENTS AND MISUSED FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTION 21 OF SCRA, 1956 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
IMPOSED PENALTY RS.5,00,000
30-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 04/01/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.5 LAC FROM RS.13 LAC
|
| 191 |
|
|
INDIAN INFOTECH & SOFTWARE LTD.
(CIN:L70100MH1982PLC027198
PAN:AAACI0350E)
|
|
|
|
HARISH JOSHI
PAN:ADYPJ1327J
|
|
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1)(C), (E) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6), 7, 4(2)(F)(III)(1), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1), 4(2)(F) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING SECTION 21 OF SCRA, 1956 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT COOPEARATE WITH FORENSIC AUDITOR APPOINTED BY BSE AND DID NOT PROVIDE ANY EVIDENCE TO SUBSTANTIATE FINANCIAL TRANSACTIONS AND STATEMENTS OF COMPANY VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 12-NOV-2020 TO 11-MAY-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
12-NOV-2020
|
|
| 192 |
|
|
INDIAN INFOTECH & SOFTWARE LTD.
(CIN:L70100MH1982PLC027198
PAN:AAACI0350E)
|
|
|
|
KAMAL NAYAN SHARMA
PAN:BFFPS8269J
|
|
|
MUKUND BHARDWAJ
PAN:AHHPB0587H
|
|
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1)(C), (E) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6), 7, 4(2)(F)(III)(1), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING REGULATIONS 4(1), 4(2)(F) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS AND EXECUTED TRANSACTIONS WHICH WERE NON-GENUINE IN NATURE AND MISUSE OF ACCOUNT/FUNDS VIOLATING SECTION 21 OF SCRA, 1956 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 12-NOV-2020 TO 11-NOV-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
12-NOV-2020
|
|
| 193 |
|
|
INDITALIA REFCON LTD.
(PAN:AAACI1128G)
|
|
|
ISSUED DUPLICATE PHYSICAL SHARES AGAINST SHARES WHICH WERE ALREADY DEMATERIALIZED WITHOUT ANY REMATERIALISATION REQUEST
DID NOT INTIMATE ABOUT MISMATCH OBSERVED IN SHARE RECONCILIATION
DID NOT UPDATE DISTINCTIVE NUMBER (DN) DATABASE AND DID NOT INITIATE ADEQUATE ACTION TOWARDS MATCHING RECORDS OF SHARE CAPITAL
DID NOT MAINTAIN RECORDS OF HOLDERS OF SECURITIES, HANDLING OF PHYSICAL SECURITIES AND TRANSFER OF SECURITIES WITH DEPOSITORIES
DID NOT ADHERE TO COMMON AGENCY REQUIREMENT VIOLATING REGULATION 7(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT CO-OPERATE AND DID NOT SUBMIT CORRECT AND ADEQUATE INFORMATION TO INTERMEDIARIES REGISTERED WITH BOARD TO SHARE TRANSFER AGENTS ETC. VIOLATING REGULATION 8 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
28-MAR-2024
|
|
| 194 |
|
|
INFO-DRIVE SOFTWARE LTD.
(CIN:L36999TN1988PLC015475
PAN:AAACI9430R)
|
|
|
|
SMITHA RAMCHANDRAN
PAN:BCTPS0396F
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF (INFO-DRIVE) VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(2) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INFO-DRIVE SOFTWARE LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF INFO-DRIVE SOFTWARE LTD.
|
IMPOSED PENALTY RS.1,00,000
26-OCT-2021
|
|
| 195 |
|
|
INFO-DRIVE SOFTWARE LTD.
(CIN:L36999TN1988PLC015475
PAN:AAACI9430R)
|
|
|
|
A.S.GIRIDHAR
PAN:AFKPG7553D
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31(1) (ERSTWHILE CLAUSE 35) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
DID NOT SUBMIT ANNUAL REPORT (HARD COPY) VIOLATING REGULATION 34(1) (ERSTWHILE CLAUSE 31) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT VIOLATING REGULATION 27(2) (A) (ERSTWHILE CLAUSE 49) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
DID NOT FILE QUARTERLY FINANCIAL RESULTS VIOLATING REGULATION 33(3)(A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT STATUTORY AUDITOR HOLDS VALID PEER REVIEW CERTIFICATE ISSUED BY ICAI VIOLATING REGULATION 33(1)(D) OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
INDULGED IN MISREPRESENTATION OF FINANCIALS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS
PAID MINISCULE INTEREST ON BORROWINGS AND DID NOT MAKE DISCLOSURE REGARDING PURPOSE OF BORROWINGS, RATE OF BORROWINGS AND DETAILS OF LENDERS ETC.
DID NOT PROVIDE SUPPORTING DOCUMENTS FOR HIGH VALUE BANK TRANSACTIONS
DID NOT MAKE DISCLOSURE REGARDING CHANGE OF OFFICE ADDRESS TO STOCK EXCHANGES VIOLATING REGULATION 30(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF CORPORATE GUARANTEE UNDER CONTINGENT LIABILITIES IN FINANCIAL STATEMENTS
MADE MISREPRESENTATION IN FINANCIAL STATEMENTS AND ANNUAL REPORT VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
MADE MISREPRESENTATION OF CLAIM OF REVIVAL OF OPERATIONS OF ITS U.S.SUBSIDIARY IN ANNUAL REPORT VIOLATING REGULATION 4(1)(C) OF (SEBI) LODR REGULATIONS, 2015
MISMATCH IN CLOSING AND OPENING BALANCES OF RESERVES & SURPLUS
AND DID NOT NOT SHOW BALANCE OF FOREIGN CURRENCY TRANSLATION RESERVE IN CONSOLIDATED FINANCIAL STATEMENTS VIOLATING REGULATION 48 OF (SEBI) LODR REGULATIONS, 2015
DID NOT FORM PART OF CONSOLIDATED FINANCIAL STATEMENTS, INCONSISTENCIES IN TREATMENT OF ACCOUNTING OF IMPAIRMENT OF GOODWILL ACROSS YEARS AND FAILED TO PROVIDE EXPLANATION FOR SAME OR EVEN PROVIDE COPY OF ANNUAL REPORT FOR VERIFYING SUBMISSIONS VIOLATING REGULATIONS 4(1)(A) AND (C) OF (SEBI) LODR REGULATIONS, 2015
APPOINTED MR.V.N.SESHAGIRI RAO AS INDEPENDENT DIRECTOR HAVING PECUNIARY RELATIONSHIP WITH COMPANY VIOLATING REGULATION 16(1)(B)(VI) OF SEBI (LODR) REGULATIONS, 2015
APPOINTED MR.V.N.SESHAGIRI RAO INDEPENDENT DIRECTOR APPOINTED CHAIRPERSON OF AUDIT COMMITTEE VIOLATING REGULATION 18(1)(D) OF SEBI (LODR) REGULATIONS, 2015
DID NOT DEPOSIT REGULAR INCOME TAX DUES AND TAX DEDUCTED AT SOURCE (TDS) VIOLATING REGULATION 4(1)(G) OF SEBI (LODR) REGULATIONS, 2015
DID NOT DISSEMINATE POLICY FOR DETERMINATION OF MATERIALITY OF EVENT AND INFORMATION VIOLATING OF REGULATION 30(4)(II) OF CHAPTER IV OF SEBI (LODR) REGULATIONS, 2015
DID NOT DISSEMINATE DETAILS OF ITS BUSINESS, TERMS AND CONDITIONS OF APPOINTMENT OF INDEPENDENT DIRECTORS, FINANCIAL RESULTS, COMPLETE COPY OF THE ANNUAL REPORT INCLUDING BALANCE SHEET, PROFIT AND LOSS ACCOUNT, DIRECTORS REPORT, CORPORATE GOVERNANCE REPORT ETC. ON ITS WEBSITE VIOLATING REGULATIONS 46(2)(A) AND (B) OF CHAPTER III OF SEBI (LODR) REGULATIONS, 2015
DID NOT DISSEMINATE FINANCIAL INFORMATION LIKE FINANCIAL RESULTS, ANNUAL REPORT, SHAREHOLDING PATTERN AND CORPORATE GOVERNANCE ON ITS WEBSITE VIOLATING REGULATION 46(2)(L) OF CHAPTER III OF SEBI (LODR) REGULATIONS, 2015
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 26-OCT-2021 TO 25-OCT-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.40,00,000
26-OCT-2021
|
|
| 196 |
|
|
INFO-DRIVE SOFTWARE LTD.
(CIN:L36999TN1988PLC015475
PAN:AAACI9430R)
|
|
|
|
JAFFER SADIQ AMEER
DIN:06523268
PAN:AMPPJ4894A
|
|
|
LAKSHMI SANKARAKRISHNAN
PAN:ADYPR6395Q
|
|
|
PRAMOD MANOHARLAL JAIN
PAN:AFHPJ5633E
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF (INFO-DRIVE) VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(2) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INFO-DRIVE SOFTWARE LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF INFO-DRIVE SOFTWARE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 26-OCT-2021 TO 25-APR-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.9,00,000
26-OCT-2021
|
|
| 197 |
|
|
INFO-DRIVE SOFTWARE LTD.
(CIN:L36999TN1988PLC015475
PAN:AAACI9430R)
|
|
|
|
MURUGAVEL KARUNANIDHI
PAN:AKIPM9312K
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF (INFO-DRIVE) VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(2) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INFO-DRIVE SOFTWARE LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF INFO-DRIVE SOFTWARE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 25-NOV-2022 TO 29-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.6,00,000
26-OCT-2021
|
|
| 198 |
|
|
INFOSYS LTD.
(PAN:AAACI4798L)
|
|
|
ALLEGED VIOLATION OF CLAUSE 49(IV) (B)(1) OF LISTING AGREEMENT READ WITH REGULATION 19(4) READ WITH SCHEDULE II PAR (D)(A) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
ALLEGED VIOLATION OF CLAUSE 49(VII)(D) OF LISTING AGREEMENT READ WITH REGULATION 23(2) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
ALLEGED VIOLATION OF CLAUSE 36 OF LISTING AGREEMENT READ WITH CALUSES 49(I)(A)(2), 49(I)(C)(1) AND 49(I)(D)(1)(B) OF LISTING AGREEMENT READ WITH REGULATIONS 4(2)(B), 4(2)(E) AND 4(2)(F)(2) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
ALLEGED VIOLATION OF REGULATION 30(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 READ WITH REGULATIONS 30(4)(I)(B), 4(1)(D),(E),(H)(I) AND 4(2)(B) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
ALLEGED VIOLATION OF REGULATION 30(3) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 READ WITH REGULATION 30(4)(I)(B), CLAUSE 8 UNDER PARA B OF PART A OF SCHEDULE III, REGULATIONS 4(1)(D), (E), (H), (I) AND 4(2)(B) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
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REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.34,35,000 VIDE CONSENT ORDER)
15-FEB-2019
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| 199 |
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INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD.
(PAN:AAACI0989F)
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DID NOT MAKE DISCLOSURE TO BSE REGARDING SPECIFIC ASSET DISINVESTMENT PLAN VIOLATING CLAUSES A(14) (B) AND A(16) OF PART B OF SCHEDULE III READ WITH REGULATION 51 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF RAISING EQUITY CAPITAL BY WAY OF RIGHTS ISSUE VIOLATING SECTION 11A(2) OF SEBI ACT READ WITH SECTION 21 OF SECURITIES CONTRACTS (REGULATIONS) ACT, 1956
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IMPOSED PENALTY RS.10,00,000
18-SEP-2019
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| 200 |
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INSPIRISYS SOLUTIONS LTD.
(PAN:AAACA5622M)
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INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A)C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(C) TO 3(D), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INSPIRISYS SOLUTIONS LTD. (FORMERLY KNOWN AS ACCEL FRONTLINE LTD.)
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING CLAUSE 41 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF INSPIRISYS SOLUTIONS LTD. (FORMERLY KNOWN AS ACCEL FRONTLINE LTD.)
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING REGULATION 30 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF INSPIRISYS SOLUTIONS LTD. (FORMERLY KNOWN AS ACCEL FRONTLINE LTD.)
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WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
IMPOSED PENALTY RS.10,00,000
20-SEP-2023
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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