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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 28-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

LEGAL HEIR: IMPOSED PENALTY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BHAGYALAKSHMI G.RAO

(PAN:AEGPR6549K)  
  INDULGED IN SIPHONING OFF DIVIDENDS AND MISAPPROPRIATION OF SHARES FACILITATED THROUGH COMPROMISE OF INTERAL CHECKS AND BALANCES IN RTA'S SYSTEMS

DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SHAREPRO SERVICES (I) PVT.LTD.   		IMPOSED PENALTY RS.5,16,00,000 ALONG WITH OTHER ENTITIES/PERSONS

27-OCT-2023 		SAT: SAT VIDE ITS ORDER DATED 18/04/2024 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 25/06/2024 CONDONED THE DELAY IN FILING OF REPLY

SEBI VIDE ITS NOTICE DATED 26/11/2024 DIRECTED TO PAY RS.5,41,81,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SAT: SAT VIDE ITS ORDER DATED 13/02/2025 GRANTED APPELLANT TIME TO FILE REJOINDER  
2
History of entity/person RAJIV G.RAO

(PAN:AGAPR1557P)  
  INDULGED IN SIPHONING OFF DIVIDENDS AND MISAPPROPRIATION OF SHARES FACILITATED THROUGH COMPROMISE OF INTERAL CHECKS AND BALANCES IN RTA'S SYSTEMS

DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SHAREPRO SERVICES (I) PVT.LTD.   		IMPOSED PENALTY RS.5,16,00,000 ALONG WITH OTHER ENTITIES/PERSONS

27-OCT-2023 		SAT: SAT VIDE ITS ORDER DATED 18/04/2024 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 25/06/2024 CONDONED THE DELAY IN FILING OF REPLY

SEBI VIDE ITS NOTICE DATED 26/11/2024 DIRECTED TO PAY RS.5,41,81,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE  
3
History of entity/person SIDDHARTH G.RAO  
  INDULGED IN SIPHONING OFF DIVIDENDS AND MISAPPROPRIATION OF SHARES FACILITATED THROUGH COMPROMISE OF INTERAL CHECKS AND BALANCES IN RTA'S SYSTEMS

DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SHAREPRO SERVICES (I) PVT.LTD.   		IMPOSED PENALTY RS.5,16,00,000 ALONG WITH OTHER ENTITIES/PERSONS

27-OCT-2023 		SAT: SAT VIDE ITS ORDER DATED 18/04/2024 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 25/06/2024 CONDONED THE DELAY IN FILING OF REPLY

SEBI VIDE ITS NOTICE DATED 26/11/2024 DIRECTED TO PAY RS.5,41,81,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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