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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
12321
History of entity/person YARNAGULA GOPI,M/S

(Sub-Broker of KARVY STOCK BROKING LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person YARNAGULA GOPI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

20-APR-2012 		 
12322
History of entity/person YASH FINANCE

(Sub-Broker of S.P.JAIN SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
12323
History of entity/person YASH FINANCE  
  ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SUN INFOWAYS LTD.

ALLEGED FAILURE IN MAINTENANCE OF INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND INDULGED IN MANIPULATIVE ACTIVITIES VIOLATING REGULATION 7 READ WITH CLAUSES A(1),A(2),D(1),D(4) AND D(5) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) IN MATTER OF SUN INFOWAYS LTD.   		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

02-JUN-2010 		 
12324
History of entity/person YASH INVESTMENT

(Sub-Broker of INVENTURE GROWTH & SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person LEENA GALA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

19-MAR-2018 		 
12325
History of entity/person YASH INVESTMENT

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AVANI N.SHAH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 11-OCT-2007

11-OCT-2007 		 
12326
History of entity/person YASH INVESTMENT CONSULTANCY

(Sub-Broker of V.KRISHNAKANT, Member : BSE)  
Click here to view complete history of this specific entity/person PRAMIR GIRISHBHAI SHAH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-DEC-2005

21-DEC-2005 		 
12327
History of entity/person YASH INVESTMENTS

(Sub-Broker of K.G.VORA SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person HEMANT K.JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 12-MAY-2005

12-MAY-2005 		 
12328
History of entity/person YASH INVESTMENTS

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ASHIT SANMUKH PAREKH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

05-APR-2012 		 
12329
History of entity/person YASH INVESTMENTS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person JYOTI J.BAGRECHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
12330
History of entity/person YASH SECURITIES

(Sub-Broker of SAMRUDDHI STOCK BROKERS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRITESH A.CHANDI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

03-FEB-2012 		 
12331
History of entity/person YASH SECURITIES

(Sub-Broker of HEM SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIPUL GUPTA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

13-MAR-2012 		 
12332
History of entity/person YASH SECURITIES & INVESTM

(Sub-Broker of ANGEL BROKING LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

31-MAR-2012 		 
12333
History of entity/person YASH STOCKBROKERS PVT.LTD.

(Sub-Broker of J.G.A.SHAH SHARE BROKERS PVT.LTD., Member : BSE)  
  DID NOT COLLECT MARGINS FROM CLIENTS

DISPARITIES IN DATES IN CLIENT REGISTRATION FORMS   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 11-JAN-2006 TO 10-MAR-2006

21-DEC-2005 		 
12334
History of entity/person YASHIR RASHID BHAT

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SENSEX STOCKS & SHARES

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : NSE/BSE)
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-APR-2011

08-APR-2011 		 
12335
History of entity/person YASHPAL GARG

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AGGARWAL SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
12336
History of entity/person YASHVINDER SETH

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person YASHVINDER SETH,M/S

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

29-FEB-2012 		 
12337
History of entity/person YASHVINDER SETH,M/S

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person YASHVINDER SETH
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

29-FEB-2012 		 
12338
History of entity/person YASHWANT P.PATEL

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person CAPITAL INVESTMENT

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 14-JAN-2006

14-JAN-2006 		 
12339
History of entity/person YASHWANT R.PACHPUTE

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person YASHWANT R.PACHPUTE,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

26-AUG-2011 		 
12340
History of entity/person YASHWANT R.PACHPUTE,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person YASHWANT R.PACHPUTE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

26-AUG-2011 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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