| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1201 |
|
SWATI JAISWAL,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
SWATI JAISWAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 1202 |
|
|
TADAKAMALA CHANDRA MOHAN
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
TADAKAMALA CHANDRA MOHAN,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1203 |
|
|
TADAKAMALA CHANDRA MOHAN,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
TADAKAMALA CHANDRA MOHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1204 |
|
|
TANISHKAA INVESTMENT
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
|
|
HARENDRA KUMAR ANEJA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
26-SEP-2012
|
|
| 1205 |
|
|
TANVEERA JAN
(PAN:AHEPJ2939G)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
TANVEERA JAN,M/S
PAN:AHEPJ2939G
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 1206 |
|
|
TANVEERA JAN,M/S
(PAN:AHEPJ2939G)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
TANVEERA JAN
PAN:AHEPJ2939G
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 1207 |
|
|
TAXPOINT CONSULTING PVT.LTD.
(Authorised Person of ANGEL BROKING LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-DEC-2019
|
|
| 1208 |
|
|
TEJ PRAKASH SHARMA
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
TEJ PRAKASH SHARMA,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
20-FEB-2012
|
|
| 1209 |
|
|
TEJ PRAKASH SHARMA,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
TEJ PRAKASH SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
20-FEB-2012
|
|
| 1210 |
|
|
TEJAS JAGDISH GANDHI
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
TEJAS JAGDISH GANDHI,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 1211 |
|
|
TEJAS JAGDISH GANDHI,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
TEJAS JAGDISH GANDHI
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 1212 |
|
|
THIRD-EYE CAPITAL
(PAN:AJVPC9619B)
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
|
|
RENU CHANDOLA
PAN:AJVPC9619B
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 1213 |
|
|
THOMAS MATHEW
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
THOMAS MATHEW,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1214 |
|
|
THOMAS MATHEW,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
THOMAS MATHEW
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1215 |
|
|
TUKARAM SHIVRAM DUDYE
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
TUKARAM SHIVRAM DUDYE,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-MAY-2017
|
|
| 1216 |
|
|
TUKARAM SHIVRAM DUDYE,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
TUKARAM SHIVRAM DUDYE
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-MAY-2017
|
|
| 1217 |
|
|
TUSHA SINHA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
TUSHA SINHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
30-NOV-2018
|
|
| 1218 |
|
|
TUSHA SINHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
TUSHA SINHA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
30-NOV-2018
|
|
| 1219 |
|
|
ULTIMATE ADVISORY SERVICES
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1220 |
|
|
UMESH KUMAR SHUKLA
(PAN:BKYPS5421E)
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
|
|
DEEKSHA INVESTMENT & CONSULTANT
PAN:BKYPS5421E
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 61 of 66
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