| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
ANURADHA CHANDOLA
(PAN:AIPPC8532L)
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
|
|
AAA FINANCIALS
PAN:AIPPC8532L
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 102 |
|
|
ANURADHA GUPTA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
|
|
ANURADHA GUPTA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 103 |
|
|
ANURADHA GUPTA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
|
|
ANURADHA GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 104 |
|
|
ANURADHA SONI
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
ANURADHA SONI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-FEB-2020
|
|
| 105 |
|
|
ANURADHA SONI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
ANURADHA SONI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-FEB-2020
|
|
| 106 |
|
|
ANUSUYA SINGHAL
(PAN:AMNPS3955K)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ANUSUYA SINGHAL,M/S
PAN:AMNPS3955K
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 107 |
|
|
ANUSUYA SINGHAL,M/S
(PAN:AMNPS3955K)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ANUSUYA SINGHAL
PAN:AMNPS3955K
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 108 |
|
|
APT INVESTMENTS
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
SAURABH AMARNATH DHINGRA
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 109 |
|
|
ARCHANA KUMARI
(PAN:CGKPK6401M)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARCHANA KUMARI,M/S
PAN:CGKPK6401M
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 110 |
|
|
ARCHANA KUMARI,M/S
(PAN:CGKPK6401M)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARCHANA KUMARI
PAN:CGKPK6401M
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 111 |
|
|
ARJUN DAVANAM
(Authorised Person of INDIANIVESH SECURITIES PVT.LTD., Member : NSE)
|
|
|
|
ARJUN DAVANAM,M/S
(Authorised Person of INDIANIVESH SECURITIES PVT.LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 01-MAR-2013
01-FEB-2013
|
|
| 112 |
|
|
ARJUN DAVANAM,M/S
(Authorised Person of INDIANIVESH SECURITIES PVT.LTD., Member : NSE)
|
|
|
|
ARJUN DAVANAM
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 01-MAR-2013
01-FEB-2013
|
|
| 113 |
|
|
ARPIT JAWA
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
ARPIT JAWA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
20-NOV-2017
|
|
| 114 |
|
|
ARPIT JAWA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
ARPIT JAWA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
20-NOV-2017
|
|
| 115 |
|
|
ARUN KUMAR
(PAN:AWLPK6865E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARUN KUMAR,M/S
PAN:AWLPK6865E
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 116 |
|
|
ARUN KUMAR SHARMA
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
A & N ENTERPRISES
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-SEP-2019
|
|
| 117 |
|
|
ARUN KUMAR,M/S
(PAN:AWLPK6865E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARUN KUMAR
PAN:AWLPK6865E
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 118 |
|
|
ARUN SEWALIA
(PAN:BLQPS1520R)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARUN SEWALIA,M/S
PAN:BLQPS1520R
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 119 |
|
|
ARUN SEWALIA,M/S
(PAN:BLQPS1520R)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
ARUN SEWALIA
PAN:BLQPS1520R
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 120 |
|
|
ARUN SINGH
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
ARUN SINGH,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-JUN-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 66
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