| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
AGLOW FARMING PROJECTS LTD.
|
|
|
|
AVTAR SINGH DULOWAL
|
|
|
GURCHARAN SINGH
|
|
|
GURMEET KAUR
|
|
|
JASVINDER SINGH
|
|
|
KULWANT KAUR
|
|
|
RANJIT SINGH
|
|
|
SURJAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3 AND 4 AND SENTENCED TO PAY A FINE OF RS.40,000 EACH AND IN DEFAULT ACCUSED NO.2 TO 4 SHALL UNDERGO THREE MONTHS SIMPLE IMPRISONMENT.COMPLAINT AGAINST ACCUSED NO.5 TO 7 DISMISSED VIDE ORDER DATED 7/12/2006. ACCUSED NO.8 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 102 |
|
|
AGLOW GREENLANDS LTD.
|
|
|
|
AVTAR SINGH DULAWAL
|
|
|
HIRA SINGH MOMI
|
|
|
SHASHI KANTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY,2 AND 3 AND SENTENCED TO PAY A FINE OF RS.70,000 EACH AND IN DEFAULT ACCUSED NO.2 AND 3 SHALL UNDERGO THREE MONTHS S.I.ACCUSED NO.4 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 103 |
|
|
AGNELLO GOMES
|
|
|
|
RAINBOW PERENNIAL KRISHI LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 104 |
|
|
AGRARIANS FIELD & FOREST LTD.
|
|
|
|
G.N.DWIVEDI
|
|
|
K.C.AHUJA
|
|
|
KULDEEP SINGH
|
|
|
R.C.VERMA
|
|
|
SATISH JOSHI
|
|
|
T.C.BUDHORI
|
|
|
T.C.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
|
| 105 |
|
|
AGRI GOLD FARM ESTATES INDIA PVT.LTD.
(CIN:U45309TG2001PTC038237
PAN:AADCA9678C)
|
|
|
|
AVVA HEMA SUNDARA VARA PRASAD
DIN:00101889
|
|
|
AVVA VENKATA RAMA RAO
DIN:00099695
|
|
|
AVVA VENKATA SESHU NARAYANA RAO
DIN:00101843
|
|
|
EMMADI SADA SIVA VARA PRASAD RAO
DIN:00324611
|
|
|
MOGANTI BHANUJI RAO
|
|
|
SAVADAM SRINIVAS
DIN:00316971
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-SEP-2015 TO 13-SEP-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-SEP-2015 TO 13-SEP-2019
05-FEB-2015
|
SEBI VIDE ITS ORDER DATED 14/09/2015 DIRECTED AGRI GOLD FARM ESTATES INDIA PVT.LTD.AND ITS DIRECTORS MR.VENKATA RAMA RAO AVVA, MR.AVVA VENKATA SESHU NARAYANA RAO, MR.AVVA HEMA SUNDARA VARA PRASAD, MR.SAVADAM SRINIVAS, MR.MOGANTI BHANUJI RAO AND MR.EMMADI SADA SIVA VARA PRASAD RAO TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 106 |
|
|
AGRI GOLD FARMS LTD.
|
|
|
PROVISIONAL REGISTRATION FOR CIS EXPIRED
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 107 |
|
|
AGRIOTEK INDIA LTD.
|
|
|
|
ABHAI SINGH
|
|
|
HARISH SHARMA
|
|
|
NEELAM SINGH
|
|
|
NIRMAL RANA
|
|
|
SANJAY SHARMA
|
|
|
SANJEEV KUMAR
|
|
|
SANJIV KUMAR
|
|
|
SUNITA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 TO A5 CONVICTED
|
| 108 |
|
|
AGRI-TECH (INDIA) LTD.
(PAN:AAECA3539K)
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REFERRED TO POLICE AUTHORITIES TO FILE FIR
03-OCT-2002
|
|
| 109 |
|
|
AGRO LINKS (INDIA) LTD.
|
|
|
|
ARVIND R.SHASTRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 110 |
|
|
AGROGOLD PLANTATIONS & RESORTS LTD.
|
|
|
|
ASDEV SINGH SODHI
|
|
|
KAMALJEET
|
|
|
SUKHJOT SODHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTION
|
| 111 |
|
|
AHIBARAN SINGH
(DIN:00625418
PAN:AFJPA0800Q)
|
|
|
|
PARIVAR DAIRIES & ALLIED LTD.
CIN:U01211MP2002PLC015368
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2017 TO 09-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2017 TO 09-OCT-2021
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 10/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS 4) RESTRAINED FROM HOLDING POSITION AS DIRECTORS OR KEY MANAGERIAL PERSONNEL OF ANY LISTED COMPANY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF THIS ORDER
|
| 112 |
|
|
AHILYA SHARMA
|
|
|
|
KISHLAY AGRO & PLANTATION PVT.LTD.
CIN:U00003BR1997PTC007950
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 113 |
|
|
AHMAD IMRAN
|
|
|
|
AARAYA PLANTATIONS & FARM DEVELOPERS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 114 |
|
|
AHURA MAZDA DAIRY FARM PVT.LTD.
|
|
|
|
KANGA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 115 |
|
|
AIM PLANTATION (INDIA) LTD.
|
|
|
|
ABDUL GUFFAR
|
|
|
AMRIK SINGH
|
|
|
BHUPINDER SINGH AUJLA
|
|
|
KULJEET SINGH DHILION
|
|
|
MOHD.IQBAL CHANA
|
|
|
MOHINDER PAL SINGH GREWAL
|
|
|
RIKHI SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 116 |
|
|
AJAY ANAND
|
|
|
|
BASIL AGRO FARMS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 BURDENED WITH FINE OF RS.5 LAC ACCUSED NO.5 WAS IMPOSED WITH FINE OF RS.100,000.00 IN DEFAULT OF PAYMENT OF FINE TO SIMPLE IMPRISONMENT FOR 3 MONTHS., REMAINING ACCUSED ARE PROCLAIMED OFFENDER.- FINAL STATUS OF CONVICTION
|
| 117 |
|
|
AJAY JOSHI
|
|
|
|
HARKOTA PLANTATIONS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.7.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. WRR ALREADY SUBMITTED TO SEBI SHALL BE SUBJECT TO ITS AUDIT BY AUDITORS OF RBI AS PER RULES
|
| 118 |
|
|
AJAY KAJARIA
|
|
|
|
ESSKAYJAY PLANTATIONS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 119 |
|
|
AJAY KUMAR
|
|
|
|
ASHWANI PLANTATION LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 120 |
|
|
AJAY KUMAR
|
|
|
|
HARKOTA PLANTATIONS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 262
|
