| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1081 |
|
SHEELA SAHU,M/A
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SHEELA SAHU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
19-JAN-2019
|
|
| 1082 |
|
|
SHEETAL NARENDRAKUMAR
(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)
|
|
|
|
SHEETAL NARENDRAKUMAR,M/S
(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
18-FEB-2013
|
|
| 1083 |
|
|
SHEETAL NARENDRAKUMAR,M/S
(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)
|
|
|
|
SHEETAL NARENDRAKUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
18-FEB-2013
|
|
| 1084 |
|
|
SHEIKH IMRAN FAROOQ
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
|
|
SHEIKH IMRAN FAROOQ,M/S
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-AUG-2012
|
|
| 1085 |
|
|
SHEIKH IMRAN FAROOQ,M/S
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
|
|
SHEIKH IMRAN FAROOQ
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-AUG-2012
|
|
| 1086 |
|
|
SHIREE JAHAN
(Authorised Person of ANGEL BROKING LTD., Member : NSE/BSE)
|
|
|
|
SHIREE JAHAN,M/S
(Authorised Person of ANGEL BROKING LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-DEC-2019
|
|
| 1087 |
|
|
SHIREE JAHAN,M/S
(Authorised Person of ANGEL BROKING LTD., Member : NSE/BSE)
|
|
|
|
SHIREE JAHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-DEC-2019
|
|
| 1088 |
|
|
SHIV RATAN BHAUKA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHIV RATAN BHAUKA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 1089 |
|
|
SHIV RATAN BHAUKA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHIV RATAN BHAUKA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 1090 |
|
|
SHIV SHAKTI ASSOCIATES
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-FEB-2021
|
|
| 1091 |
|
|
SHIVANI SHEKHAR PARELKAR
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
SHIVANI SHEKHAR PARELKAR,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 1092 |
|
|
SHIVANI SHEKHAR PARELKAR,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
SHIVANI SHEKHAR PARELKAR
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 1093 |
|
|
SHREE MAHAVIR INVESTMENTS
(Authorised Person of BRICS SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-MAY-2013
|
|
| 1094 |
|
|
SHREE PARSHWANATH CORPORATE SERVICES PVT.LTD.
(CIN:U67120RJ2011PTC035736)
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 1095 |
|
|
SHREE PRAKASH DWIVEDI
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SHREE PRAKASH DWIVEDI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 1096 |
|
|
SHREE PRAKASH DWIVEDI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SHREE PRAKASH DWIVEDI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 1097 |
|
|
SHRI BALAJI INVESTMENTS
(Authorised Person of ANGEL BROKING PVT.LTD., Member : BSE/BSE)
|
|
|
|
MANAKLAL PANPALIYA
PAN:ABRPP4666K
|
|
|
SANJAY RATHI
PAN:AGNPR1823K
|
|
INDULGED IN ILLEGAL TRADING IN EQUITY AND F&O SEGMENT OUTSIDE THE PLATFORM OF STOCK EXCHANGE OR TRADING TERMINALS VIOLATING SECTIONS 13, 16, 18A AND 19 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUL-2017 TO 19-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUL-2017 TO 19-JUL-2022
27-AUG-2014
|
SEBI VIDE ITS ORDER DATED 20/07/2017 DIRECTED RESTRAINED FROM BUYING,SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FIVE YEARS THE DATE OF THIS ORDER AND ALSO RESTRAINED FROM ASSOCIATING WITH ANY INTERMEDIARY REGISTERED WITH SEBI IN ANY OFFICIAL CAPACITY TILL THE EXPIRY OF FIVE YEARS FROM DATE OF THIS ORDER
|
| 1098 |
|
|
SHRI BALAJI SECURITIES
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1099 |
|
|
SHRI BHAGWAN SINGHAL
(PAN:AWLPS2880B)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
SHRI BHAGWAN SINGHAL,M/S
PAN:AWLPS2880B
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 1100 |
|
|
SHRI BHAGWAN SINGHAL,M/S
(PAN:AWLPS2880B)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
SHRI BHAGWAN SINGHAL
PAN:AWLPS2880B
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 55 of 66
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