| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1041 |
|
SAROJ KUMAR
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
SAROJ KUMAR,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 1042 |
|
|
SAROJ KUMAR JHA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SAROJ KUMAR JHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 1043 |
|
|
SAROJ KUMAR JHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SAROJ KUMAR JHA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 1044 |
|
|
SAROJ KUMAR,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
SAROJ KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 1045 |
|
|
SATISH KUMAR
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1046 |
|
|
SATISH KUMAR BHAMBHI
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR BHAMBHI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-DEC-2018
|
|
| 1047 |
|
|
SATISH KUMAR BHAMBHI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR BHAMBHI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-DEC-2018
|
|
| 1048 |
|
|
SATISH KUMAR VISHWAKARMA
(Authorised Person of RELIANCE SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR VISHWAKARMA,M/S
(Authorised Person of RELIANCE SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-MAR-2012
|
|
| 1049 |
|
|
SATISH KUMAR VISHWAKARMA,M/S
(Authorised Person of RELIANCE SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR VISHWAKARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-MAR-2012
|
|
| 1050 |
|
|
SATISH KUMAR,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
SATISH KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1051 |
|
|
SATPAL BANSAL
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
SATPAL BANSAL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1052 |
|
|
SATPAL BANSAL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
SATPAL BANSAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 1053 |
|
|
SATYAJEET KUMAR SINGH,M/S
(PAN:APUPS6554G)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE/BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 1054 |
|
|
SAURABH AMARNATH DHINGRA
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
APT INVESTMENTS
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 1055 |
|
|
SAURABH SHARMA
(Authorised Person of SHAREKHAN LTD., Member : BSE/NSE)
|
|
|
|
SAURABH SHARMA,M/S
(Authorised Person of SHAREKHAN LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAY-2013
|
|
| 1056 |
|
|
SAURABH SHARMA,M/S
(Authorised Person of SHAREKHAN LTD., Member : BSE/NSE)
|
|
|
|
SAURABH SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAY-2013
|
|
| 1057 |
|
|
SHAHZADI KHAN
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
SHAHZADI KHAN,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-MAR-2019
|
|
| 1058 |
|
|
SHAHZADI KHAN,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
SHAHZADI KHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-MAR-2019
|
|
| 1059 |
|
|
SHAILENDRA KUMAR PRASAD
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHAILENDRA KUMAR PRASAD,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1060 |
|
|
SHAILENDRA KUMAR PRASAD,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHAILENDRA KUMAR PRASAD
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 53 of 66
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