| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 8341 |
|
WELSPUN INDIA LTD.
(PAN:AAACW1259N)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(3) OF SEBI TAKEOVER CODE, 1997
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,44,532 VIDE CONSENT ORDER)
20-AUG-2014
|
|
| 8342 |
|
|
WELSPUN INDIA LTD.
(PAN:AAACW1259N)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(3) OF SEBI TAKEOVER CODE, 1997
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,41,500 VIDE CONSENT ORDER)
30-DEC-2014
|
|
| 8343 |
|
|
WELSPUN MERCANTILE LTD.
(Along with : WELSPUN-GUJARAT STAHL ROHREN LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8344 |
|
|
WELSPUN POLY BUTTONS PVT.LTD.
(Along with : WELSPUN-GUJARAT STAHL ROHREN LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8345 |
|
|
WELSPUN STEEL LTD.
(Along with : REMI METALS GUJARAT LTD.)
|
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SAT: APPEAL DISPOSED OFF WITH THE DIRECTION TO SEBI TO DISPOSE OFF THE REPRESENTATION WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 14/10/2013 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
SEBI VIDE ITS ORDER DATED 03/03/2014 MODIFIED ITS ORDER DATED OCTOBER 14, 2013 TO THE EXTENT THAT THE DIRECTIONS ISSUED VIDE ITS ORDER DATED JUNE 04, 2013, SHALL IMMEDIATELY BE REVIVED (WITHOUT NEED FOR PASSING OF SEPARATE ORDER) IF - (I) PROMOTER SHAREHOLDING IN THE COMPANY, RMG ALLOY STEEL LIMITED, IS NOT REDUCED TO 75% OR LESS WITHIN FEBRUARY 06, 2016 BEING THE END OF PERIOD TILL WHICH THE HON'BLE BIFR HAD GIVEN EXEMPTION AS PER ITS ORDER DATED 16.01.2014 ; AND (II) COMPANY, RMG ALLOY STEEL LIMITED, FAILS TO INCREASE ITS PUBLIC SHAREHOLDING TO MINIMUM 25%
SEBI VIDE ITS ORDER DATED 06/09/2018 REVOKED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013 READ WITH ORDER DATED 14/10/2013 AND MODIFICATION ORDER DATED 03/03/2014
|
| 8346 |
|
|
WELSPUN TRADINGS LTD.
(Along with : WELSPUN-GUJARAT STAHL ROHREN LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8347 |
|
|
WELSPUN WINTEX LTD.
(Along with : WELSPUN-GUJARAT STAHL ROHREN LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8348 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8349 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8350 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8351 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8352 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8353 |
|
|
WELSPUN-GUJARAT STAHL ROHREN LTD.
(Along with : GRG COSMETICS PVT.LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
SAT: APPEAL DISPOSED OFF WITH THE CLARIFICATION THAT THE DIRECTION MENTIONED IN PARA 53A OF THE IMPUGNED ORDER DATED 02/12/2010 SHALL NOT APPLY TO THE APPELLANT
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
|
| 8354 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-DEC-2010 TO 19-JUN-2011
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 20-DEC-2010 TO 19-JUN-2011
27-APR-2006
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,72,20,811, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.85,60,406 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 20-DEC-2010 TO 19-JUN-2011
20-DEC-2010
|
AD INTERIM EX-PARTE ORDER DATED 27/04/2006 CONFIRMED AND DIRECTED THE NOTICEE NOT TO BUY, SELL OR DEAL IN SECURITIES INCLUDING IPOS, UNTIL FURTHER ORDERS.FURTHER DIRECTED TO ISSUE SHOW CAUSE NOTICE IF ANY, ARISING FROM THE INVESTIGATIONS AT THE EARLIEST, BUT NOT LATER THAN 15 DAYS FROM THE DATE OF THIS ORDER
INTERIM ORDER DATED 01/12/2008 REVOKED, AS APPLICANT AGREED TO PAY A TOTAL OF RS.2,57,81,217.00 (RS.1,71,20,811.00 TOWARDS DISGORGEMENT, RS.85,60,406.00 TOWARDS SETTLEMENT CHARGES AND RS.1,00,000 TOWARDS SETTLEMENT CHARGES FOR WITHDRAWING PROTEST PETITION) AND AGREED TO UNDERGO DEBARMENT FROM BUYING, SELLING OR OTHERWISE ACCESSING SECURITIES MARKET FOR A PERIOD OF SIX MONTHS FROM DATE OF ORDER, AS PER CONSENT ORDER
|
| 8355 |
|
|
WEST RIVER INVESTMENTS LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PALRED TECHNOLOGIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.13,19,625 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-MAR-2019
|
|
| 8356 |
|
|
WESTERN VANIJYA PVT.LTD.
(PAN:AAACW8679A)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8357 |
|
|
WESTLIFE DEVELOPMENT LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 6(4) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF WESTLIFE DEVELOPMENT LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.25,000, ADMINISTRATION CHARGES RS.5,000 VIDE CONSENT ORDER)
20-APR-2009
|
|
| 8358 |
|
|
WHITE CHIT FUND PVT.LTD.
(PAN:AAACW0017C)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8359 |
|
|
WHITEMOON MERCANTILE CO.PVT.LTD.
(PAN:AAACW5810B)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2005 TILL FURTHER ORDERS
28-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 28/09/2005
|
| 8360 |
|
|
WHITEMOON TRADING CO.PVT.LTD.
(CIN:U51909MH2002PTC138235)
|
|
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ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) SEBI TAKEOVER CODE, 1997
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1),13(3) AND 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
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REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,50,000 VIDE CONSENT ORDER)
15-JUN-2009
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 418 of 423
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