| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
DID NOT SEND HALT TRIGGER TO ITS MATCHING ENGINES AT THE INSTANCE OF BREACH OF 10% AND 15% CIRCUIT BREAKER LIMITS ON 05/10/2012 VIOLATING PROVISIONS OF SEBI CIRCULAR NO.SMDRPD/POLICY/CIR-37/2001 DATED 28/06/2001
DID NOT EFFECTIVELY ENSURE THAT ITS STOCK BROKERS HAVE NECESSARY RISK CONTROL SYSTEMS VIOLATING PROVISIONS OF SEBI CIRCULAR DATED 31/01/2000
DID NOT HAVE SYSTEM AT ITS END TO MANAGE RISK IN THE EVENT OF FAILURE OF STOCK BROKER’S RISK MANAGEMENT SYSTEM VIOLATING PROVISIONS OF SEBI CIRCULAR DATED 31/01/2000
|
CENSURED TO BE CAREFUL AND CAUTIOUS IN DEALINGS IN SECURITIES MARKET AND COMPLY WITH ALL LEGAL REQUIREMENTS THAT GOVERN ITS FUNCTIONS AS STOCK EXCHANGE
DIRECTED TO CARRY OUT COMPREHENSIVE REVIEW BY INDEPENDENT EXPERT (CONSULTANT) OF THE PROCESS FOLLOWED, CHECKS IN PLACE, SYSTEMS EMPLOYED BY NSE AND SUBMIT REPORT TO SEBI ALONG WITH ITS 'PLAN OF ACTION' WITHIN PERIOD OF THREE MONTHS
10-OCT-2014
|
|
| 42 |
|
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
VIOLATED REGULATION 3(D) READ WITH 4(1) OF PFUTP REGULATIONS, 2003 READ WITH SECTION 12 (A) (C) OF SEBI ACT, 1992 ON ACCOUNT OF GRANTING PREFERENTIAL TREATMENT TO TWO STOCK BROKERS NAMELY, WAY2WEALTH BROKERS PVT.LTD. AND GKN SECURITIES AND DEPRIVING THE SAME TO OTHER STOCK BROKERS
|
DIRECTED NSE TO DEPOSIT RS.62.58 CRORES ALONG WITH INTEREST @ 12% P.A. FROM 11/09/2015 TILL DATE OF PAYMENT TO IPEF WITHIN 45 DAYS FROM DATE OF THIS ORDER
DIRECTED NSE TO GET ITS NETWORK ARCHITECTURE AND INFRASTRUCTURE IN ITS COLO FACILITY AND ITS LINKAGES TO TRADING INFRASTRUCTURE AUDITED BY INDEPENDENT CISA/CISM QUALIFIED AND CERT-IN EMPANELLED AUDITOR ON COMPLETION OF EVERY SIX MONTHS (BY JUNE 30TH AND DECEMBER 31ST) FOR THE NEXT THREE YEARS
DIRECTED NSE TO PREPARE COMPREHENSIVE DOCUMENTED POLICY INCLUDING GUIDELINES, STANDARD OPERATING PROCEDURES AND PROTOCOLS WITH RESPECT TO ITS COLO FACILITY INCLUDING ELIGIBILITY CRITERIA FOR TELECOM SERVICE PROVIDERS
DIRECTED NSE TO SUBMIT A REPORT TO SEBI DULY CERTIFIED BY ITS MD & CEO AND WITH COMMENTS OF ITS GOVERNING BOARD CERTIFYING NETWORK ARCHITECTURE AND CONNECTIVITY AT ITS COLO FACILITY AND ITS LINKAGES TO TRADING INFRASTRUCTURE ARE IN CONFORMITY WITH SEBI’S REGULATORY NORMS TO PROVIDE FAIR, EQUITABLE, TRANSPARENT AND NON-DISCRIMINATORY TREATMENT TO ALL MARKET INTERMEDIARIES REGISTERED WITH NSE
DIRECTED NOT TO INTRODUCE ANY NEW DERIVATIVE PRODUCT FOR THE NEXT SIX MONTHS FROM THE DATE OF THIS ORDER
30-APR-2019
|
SAT: SAT VIDE ITS ORDER DATED 06/06/2019 REJECTED MISC. APPLICATION AND ALLOWED A WEEKS’S FURTHER TIME TO COMPLY WITH THE ORDER DATED 22/05/2019
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 DISPOSED OFF THE APPEAL BY DIRECTING APPELLANT TO TRANSFER RS.420 CRORES TO SEBI AND DIRECTED REGISTRY TO ISSUE NOTICE TO ALL THE PARITIES WITHIN A WEEK FROM DATE OF THIS ORDER
|
| 43 |
|
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
DID NOT DETECT INCREASING TREND IN CLIENT CODE MODIFICATION AND FAILED TO TAKE STEPS AGAINST REPEAT OFFENDERS
|
WARNED TO BE MORE CAUTIOUS AND PERCEPTIVE IN DISCHARGE OF ITS REGULATORY DUTIES
10-APR-2012
|
|
| 44 |
|
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
FAILED TO ENSURE FAIR, TRANSPARENT AND EQUITABLE ACCESS TO ALL TRADING MEMBERS IN RESPECT OF THE CO-LOCATION FACILITY, VIOLATING REGULATION 41(2) OF SEBI (STOCK EXCHANGES & CLEARING CORPORATIONS) REGULATIONS, 2012
|
DIRECTED NSE TO DISGORGE RS.624.89 CRORES ALONG WITH INTEREST @12% PER ANNUM FROM 01/04/2014 ONWARDS TO IPEF WITHIN 45 DAYS FROM THE DATE OF THIS ORDER
PROHIBITED NSE FROM ACCESSING SECURITIES MARKET DIRECTLY OR INDIRECTLY FROM 30-APR-2019 TO 29-OCT-2019
DIRECTED NSE TO CARRY OUT SYSTEM AUDIT AT FREQUENT INTERVALS, AFTER THOROUGH APPRAISAL OF TECHNOLOGICAL CHANGES INTRODUCED FROM TIME TO TIME
DIRECTED NSE TO RECONSTITUTE ITS STANDING COMMITTEE ON TECHNOLOGY AT REGULAR INTERVALS TO TAKE STOCK OF TECHNOLOGICAL ISSUES AND FRAME CLEAR POLICY ON ADMINISTERING WHISTLE BLOWER COMPLAINTS
DIRECTED NSE TO INITIATE ENQUIRY UNDER ITS EMPLOYEES REGULATIONS AGAINST MR.MAHESH SOPARKAR AND MR.DEVIPRASAD SINGH AND SUBMIT REPORT TO SEBI WITHIN SIX MONTH FROM DATE OF THIS ORDER
30-APR-2019
|
SAT: SAT VIDE ITS ORDER DATED 06/06/2019 REJECTED MISC. APPLICATION AND ALLOWED A WEEKS’S FURTHER TIME TO COMPLY WITH THE ORDER DATED 22/05/2019
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 DISPOSED OFF THE APPEAL BY DIRECTING APPELLANT TO TRANSFER RS.420 CRORES TO SEBI AND DIRECTED REGISTRY TO ISSUE NOTICE TO ALL THE PARITIES WITHIN A WEEK FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2023 PARTLY ALLOWED THE APPEAL AND SET ASIDE DIRECTIONS TO DISGORGE RS.15.57 CRORE ALONG WITH INTEREST @12% P.A. FROM 07/04/2014 ONWARDS AND MATTER REMITTED TO WTM TO DECIDE THE QUANTUM OF DISGORGEMENT AFRESH WITHIN FOUR MONTHS FROM DATE OF THIS ORDER. IN ADDITION DIRECTED WTM TO CONSIDER THE CHARGE OF CONNIVANCE AND COLLUSION OF OPG SECURITIES LTD. AND ITS DIRECTORS WITH ANY EMPLOYEE/OFFICIALS OF NSE.
SAT: SAT VIDE ITS ORDER DATED 09/06/2023 ALLOWED THE APPLICATION AND DIRECTED WTM TO DECIDE THE MATTER AS PER SAT ORDER DATED 23/01/2023 WITHIN SIX MONTHS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 01/12/2023 DIRECTED RESPONDENT FURTHER FOUR MONTHS TO COMPLETE PROCEEDINGS
SAT: SAT VIDE ITS ORDER DATED 08/03/2024 DIRECTED SEBI TO GIVE FINAL OPPORTUNITY OF INSPECTION OF DOCUMENTS AND CROSS-EXAMINATION OF WITNESSES TO APPELLANTS. DIRECTED APPELLANTS TO APPEAR BEFORE WTM ON 15/03/2024 ON WHICH DATE THE APPELLANTS WILL BE PROVIDED FINAL OPPORTUNITY OF CROSS-EXAMINATION AND INSPECTION
SAT: SAT VIDE ITS ORDER DATED 15/03/2024 ACCEPTED PRAYER OF THE APPLICANT AND SCHEDULE LAID DOWN IS MODIFIED AS A) CROSS-EXAMINATION OF ORIGINAL APPELLANTS/OPG SECURITIES PVT.LTD. MAY TAKE PLACE FOR THREE HOURS EACH DAY UPTO SEVEN DAYS ON ANY DAYS BETWEEN 09/04/2024 TO 22/04/2024 B) FINAL HEARING BEFORE WTM MAY TAKE PLACE BETWEEN 01/05/2024 TO 10/05/2024 C) SEBI GIVEN TIME UPTO 30/06/2024 TO COMPLETE PROCEEDINGS INITIATED PURSUANT TO THE DIRECTION OF THIS TRIBUNAL IN PARA 266(G) TO (I) OF ORDER DATED 23/01/2023 IN APPEAL NO.184 OF 2019
SAT: SAT VIDE ITS ORDER DATED 24/06/2024 DISMISSED THE APPEAL. DIRECTED SEBI TO GRANT TWO DAYS TO APPELLANT TO COMPLETE THE SUBMISSIONS WITHIN OUTER LIMIT OF TWO WEEKS FROM DATE OF THIS ORDER. GRANTED APPELLANTS TWO WEEKS AFTER CONCLUSION OF HEARING TO FILE THEIR WRITTEN SUBMISSION AND SEBI TO PASS FINAL ORDER WITHIN EIGHT WEEKS THEREFROM
SEBI VIDE ITS ORDER DATED 13/09/2024 DISPOSE OF THE PROCEEDINGS WITHOUT ANY DIRECTION COMPLIANCE WITH SAT ORDERS DATED 23/01/2023, 09/06/2023, 01/12/2023, 08/03/2024, 15/03/2024, 15/05/2024 AND 24/06/2024
|
| 45 |
|
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
FACILITATED IN MANIPULATING IPO OF INFRASTRUCTURE DEVELOPMENT FINANCE CO.LTD. BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS AND LATER ON SELL THEM IN MARKET AT HIGHER PRICE FOR UNJUST ENRICHMENT
|
ADVISED TO EXAMINE ROLE AND INVOLVEMENT OF BROKERS/SUB-BROKERS BY WAY OF PARTICIPATION IN IPOS EITHER DIRECTLY OR INDIRECTLY AND THEIR DEALINGS IN THE SHARES SUBSEQUENT TO LISTING
12-JAN-2006
|
|
| 46 |
|
|
NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE
(PAN:AAACN1797L)
|
|
|
DID NOT APPROACH SEBI IMMEDIATELY WHEN DEPOSITORIES WERE RELUCTANT TO PROVIDE INFORMATION WITH RESPECT TO PLEDGE DETAILS OF DEMAT ACCOUNTS OF KSBL VIOLATING PARA 4(A) OF SEBI MASTER CIRCULAR SEBI/MIRSD/MASTER CIR-04/2010 DATED 17/03/2010 READ WITH PARA 2.5 OF CIRCULAR SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 DATED 26/09/2016 AND PARA 2 OF CIRCULAR SMD/SED/CIR/93/23321 DATED 18/11/1993
FOLLOWED CASUAL APPROACH TOWARDS VERIFICATION OF CLIENT SECURITIES IN CASE OF KARVY STOCK BROKING LTD. VIOLATING PARA 4(A) OF SEBI MASTER CIRCULAR SEBI/MIRSD/MASTER CIR-04/2010 DATED 17/03/2010 READ WITH PARA 2.5 OF CIRCULAR SEBI/HO/MIRSD/MIRSD2/ CIR/P/2016/95 DATED 26/09/2016 AND PARA 2 OF CIRCULAR SMD/SED/CIR/93/23321 DATED 18/11/1993
DID NOT NOTICE THAT ALL SUCH DEMAT ACCOUNTS WERE NOT TAGGED AS PER PRESCRIBED NOMENCLATURE VIOLATING PARA 2.3 READ WITH 1.1 AND 1.2 OF ANNEXURE TO CIRCULAR SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 DATED 26/09/2016
DID NOT TAKE ANY ACTION AGAINST KARVY STOCK BROKING LTD. DESPITE VARIOUS ALERTS PERTAINING TO OFF-MARKET TRANSFERS, MULTIPLE PROPRIETARY DEMAT ACCOUNTS, SUDDEN ACTIVATION OF DEMAT ACCOUNTS ETC. PROVIDED BY NSDL VIOLATING PARA 5 READ WITH PARAS 8.1 AND 2 OF EARLY WARNING MECHANISM CIRCULAR DATED 17/12/2018
|
IMPOSED PENALTY RS.2,00,00,000
12-APR-2022
|
SEBI VIDE ITS NOTICE DATED 15/06/2022 DIRECTED TO PAY RS.2,06,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 16/06/2022 DIRECTED THAT NO RECOVERY TO BE MADE FROM THE APPELLANTS TILL THE DATE OF LISTING AND STAYED THE DEMAND NOTICE DATED 15/06/2022
SAT: SAT VIDE ITS ORDER DATED 24/06/2022 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. STAYED THE EFFECT AND OPERATION OF IMPUGNED ORDER DATED 12/04/2022 TILL NEXT DATE OF LISTING
SAT: SAT VIDE ITS ORDER DATED 12/08/2022 ALLOWED RESPONDENT FURTHER THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 29/09/2022 ALLOWED APPELLANTS FURTHER THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 29/04/2025 DISMISSED THE APPEAL
|
| 47 |
|
|
PUNE STOCK EXCHANGE LTD.
|
|
|
LISTING PERMISSION TO HOME TRADE LTD WAS NOT IN ACCORDANCE WITH SC (R)A, ITS RULES AND LISTING AGREEMENT
DID NOT CONDUCT ANY INSPECTION OF BROKERS
DID NOT TAKE ANY RISK CONTAINMENT MEASURES IN IMPOSITION OF SPECIAL MARGIN
DID NOT TAKE ANY RISK CONTAINMENT MEASURES IN PUTTING SCRIP ON SPOT BASIS
DID NOT TAKE ANY RISK CONTAINMENT MEASURES IN SUSPENSION OF TRADING IN SCRIP
DID NOT TAKE ANY RISK CONTAINMENT MEASURES IN INDEFINITE SUSPENSION TO CURB/CHECK ARTIFICIAL PRICE RISE
LARGE SCALE VIOLATIONS IN SURVEILLANCE
ALLEGED ACTIVATION OF SUB-BROKER TERMINALS BEFORE GETTING SEBI REGISTRATION
|
SUPERSEDED BOARD OF DIRECTORS/GOVERNING BOARD/COMMITTEE/COUNCIL OF MANAGEMENT FROM 04-APR-2003 TO 03-APR-2004
07-APR-2003
|
RECONSTITUTED BOARD OF EXCHANGE AND RESTORED ADMINISTRATION OF EXCHANGE TO THE BOARD
|
| 48 |
|
|
PUNE STOCK EXCHANGE LTD.
|
|
|
DID NOT SUBMIT QUARTERLY REPORTS OF SHAREHOLDING AND UNDERTAKING CONFIRMING COMPLIANCE OF MIMPS REGULATIONS
DID NOT NOMINATE PUBLIC REPRESENTATIVE DIRECTORS AND NOMINEE DIRECTORS OF PARENT EXCHANGE ON GOVERNING BOARD OF SUBSIDIARY COMPANY
AUTHORISED ITS DIRECTORS TO ATTEND GOVERNING BOARD MEETINGS OF SUBSIDIARY COMPANY
COMPOSITION OF INVESTOR PROTECTION FUND (IPF) TRUST WAS NOT IN ACCORDANCE WITH SEBI CIRCULAR NO.MRD/DOP/SE/CIR-38/2004 DATED 28/10/2004
DID NOT ADHERE TO VARIOUS SEBI CIRCULARS
|
WARNED TO BE MORE CAUTIOUS AND PERCEPTIVE IN DISCHARGE OF ITS REGULATORY DUTIES
23-JUL-2013
|
|
| 49 |
|
|
PUNE STOCK EXCHANGE LTD.
|
|
|
DID NOT PROTECT INTEREST OF INVESTORS IN SECURITIES MARKET
|
SHOW CAUSE NOTICE ISSUED FOR SUPERSESSION
02-SEP-1997
|
|
| 50 |
|
|
SAURASHTRA KUTCH STOCK EXCHANGE LTD.
|
|
|
FAILED TO APPOINT EXECUTIVE DIRECTOR AT THE EXCHANGE
INADEQUATE INFRASTRUCTURE FACILITIES AVAILABLE WITH THE EXCHANGE
DID NOT RECOVER DUES FROM MEMBERS
DID NOT SET UP SETTLEMENT GUARANTEE FUND
FAILED TO APPOINT CHIEF EXECUTIVE OFFICER FOR ITS SUBSIDIARY COMPANY
VIOLATED DIRECTIVES OF SEBI WILFULLY
DID NOT PROVIDE ADEQUATE FINANCIAL POWERS TO EXECUTIVE DIRECTOR
DID NOT CONDUCT HALF YEARLY INSPECTION OF SUBSIDIARY
SUBSIDIARY FAILED TO HAVE ITS OWN STAFF
DID NOT VALUATE SHARES ON VAR BASIS
FINANCIAL POWERS EXERCISED BY BROKER DIRECTORS
|
RECOGNITION OF STOCK EXCHANGE WITHDRAWN
05-JUL-2007
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
SEBI VICE ITS ORDER DATED 05/04/2013 ORDERED SKSEL TO COMPULSORY EXIT AND DIRECTED TO A) COMPLY WITH ITS TAX OBLIGATIONS UNDER INCOME TAX ACT, 1961 B) COMPLY WITH UNDERTAKINGS GIVEN BY IT TO SEBI C) COMPLY WITH OTHER CONSEQUENTIAL CONDITIONS OF 2012 EXIT CIRCULAR AND D) CHANGE ITS NAME AND NOT TO USE THE EXPRESSION “STOCK EXCHANGE” OR ANY VARIANT OF THIS EXPRESSION IN ITS NAME AND TO AVOID ANY REPRESENTATION OF PRESENT OR PAST AFFILIATION WITH THE STOCK EXCHANGE, IN ALL MEDIA
|
| 51 |
|
|
STOCK EXCHANGE THE,BOMBAY
|
|
|
INDULGED IN UNAUTHORISED ACTIVITIES AND MARKET MANIPULATION
|
SHOW CAUSE NOTICE ISSUED
02-SEP-1997
|
|
| 52 |
|
|
T.MALLIKARJUNAPPA
|
|
|
|
MANGALORE STOCK EXCHANGE LTD.
|
|
DID NOT ADHERE TO STATED INVESTMENT POLICY/DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE EXCHANGE
DRAIN ON EXCHANGE'S RESOURCES
DID NOT RECTIFY LACUNAE IN TRADING SOFTWARE
FAILED TO APPOINT EXECUTIVE DIRECTOR AT THE EXCHANGE
HUGE GAP BETWEEN RESOURCES CURRENTLY AVAILABLE AND REQUIREMENTS IN TERMS OF MANPOWER, MATERIAL ETC, TO FUNCTION AS STOCK EXCHANGE
LAPSES IN BASIC FUNCTIONS AND INSTANCES OF NON-INITIATION OF EFFECTIVE STEPS FOR THE GENERAL FUNCTIONING AND ADMINISTRATION OF THE EXCHANGE IN TERMS OF THE PROVISIONS OF SEBI DIRECTIVES, CIRCULARS, SC(R)A AND THE SC(R)R
WEAK OPERATIONAL MANAGEMENT
MISUSE OF POSITION BY ELECTED DIRECTORS
|
REJECTED APPLICATION FOR RENEWAL OF RECOGNITION AS STOCK EXCHANGE
31-AUG-2004
|
SAT: APPEAL MAINTAINABLE
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 03/03/2014 ALLOWED THE EXIT OF MANGALORE STOCK EXCHANGE AS A STOCK EXCHANGE SUBJECT TO FULLFILMENT OF CERTAIN DIRECTIONS AS PER ORDER
|
| 53 |
|
|
UNITED STOCK EXCHANGE OF INDIA LTD.
|
|
|
VARIOUS IRREGULARITIES IN THE OPERATIONS OF THE STOCK EXCHANGE VIOLATING SECTION 12A OF SECURITIES CONTRACTS (REGULATION) ACT (SCRA) ACT, 1956
|
WARNED TO BE MORE CAUTIOUS AND PERCEPTIVE IN DISCHARGE OF ITS REGULATORY DUTIES
11-MAY-2012
|
|
| 54 |
|
|
UTTAR PRADESH STOCK EXCHANGE ASSOCIATION LTD.
|
|
|
PERMITTED UNAUTHORISED CARRY FORWARD TRANSACTIONS
NON-COMPLIANCE OF SEBI DIRECTIVES
INTERFERENCE FROM ELECTED DIRECTORS IN FUNCTIONING OF EXCHANGE
INTERFERENCE FROM BROKERS IN FUNCTIONING OF EXCHANGE
DELAYED CONSIDERING AND REDRESSING DEFICIENCIES
BOARD MEETINGS NOT CONDUCTED AS PER RULES AND BYE-LAWS OF THE EXCHANGE
DID NOT RECTIFY LACUNAE IN TRADING SOFTWARE
DID NOT RECTIFY LACUNAE IN SETTLEMENT MECHANISM
|
SUPERSEDED BOARD OF DIRECTORS/GOVERNING BOARD/COMMITTEE/COUNCIL OF MANAGEMENT FROM 12-JUL-2002 TO 11-JUL-2003
12-JUL-2002
|
RESTORED ADMINISTRATION OF THE EXCHANGE TO THE BOARD OF THE EXCHANGE, RECONSTITUED IN ACCORDANCE WITH THE COMPOSITION PRESCRIBED BY SEBI
SAT: APPEAL ALLOWED TO BE WITHDRAWN AND PERMITTED TO FILE FRESH APPEAL WITHIN A PERIOD OF SIX WEEK FROM THE DATE OF THIS ORDER. NO COSTS
|
| 55 |
|
|
VADODARA STOCK EXCHANGE LTD.
|
|
|
VARIOUS IRREGULARITIES IN SALE OF PROPERTIES OF VADODARA STOCK EXCHANGE LTD.
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
07-JAN-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 3 of 3
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