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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

BANKERS: ADVISED TO BE CAREFUL AND CAUTIOUS IN CONDUCT OF BUSINESS AS A BANKER TO AN ISSUE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person R.K.JOSHI  
Click here to view complete history of this specific entity/person PUNJAB NATIONAL BANK

PAN:AAACP0165G
  		FACILITATED COMPANY, PROMOTERS AND ASSOCIATES IN PROCESS OF ARRANGING MONEY FOR APPLICATIONS MADE IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.

DID NOT EXERCISE DUE SKILL, CARE AND DILIGENCE WHILE DEALING IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 24-AUG-2009 TO 07-SEP-2009

03-AUG-2009 		 
42
History of entity/person S.K.MOHANTY  
Click here to view complete history of this specific entity/person PUNJAB NATIONAL BANK

PAN:AAACP0165G
  		COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF MAHA CHEMICALS LTD.

ACCEPTED APPLICATIONS FROM CERTAIN INVESTORS ACCOMPANIED BY STOCKINVESTS, MUCH AFTER ISSUE CLOSURE DATE   		DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 01-OCT-2003 TO 30-NOV-2003

10-SEP-2003 		 
43
History of entity/person S.K.MOHANTY  
Click here to view complete history of this specific entity/person PUNJAB NATIONAL BANK

PAN:AAACP0165G
  		COMMITTED IRREGULARITIES IN ISSUANCE OF STOCKINVEST WHICH ENABLED GROWMORE SOLVENTS LTD. TO CLAIM RECEIPT OF MINIMUM SUBSCRIPTION OF 90% IN ITS PUBLIC ISSUE AND ENABLED AN OTHERWISE INELIGIBLE ISSUE TO GET LISTED AT STOCK EXCHANGE (ORDER PASSED AGAINST NAVRANGPURA BRANCH OF THE BANK)   DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 11-AUG-2004 TO 10-SEP-2004

21-JUL-2004 		 
44
History of entity/person SANWA BANK,THE  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS BANKER TO ISSUE FROM 15-MAY-1999

03-JUN-1999 		 
45
History of entity/person SARASWAT CO-OPERATIVE BANK LTD.,THE  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS BANKER TO ISSUE FROM 30-NOV-1997

11-FEB-1998 		 
46
History of entity/person STANDARD CHARTERED BANK

(PAN:AABCS4681D)  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS BANKER TO ISSUE FROM 15-NOV-1997

11-FEB-1998 		 
47
History of entity/person STATE BANK OF HYDERABAD  
  ACCEPTED APPLICATIONS AFTER CLOSURE OF PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD.   CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

15-DEC-1999 		 
48
History of entity/person TAMILNAD MERCANTILE BANK LTD.  
  IN THE CASE OF RAJESH EXPORTS LTD.   SUSPENDED REGISTRATION AS BANKER TO ISSUE FROM 04-JUN-2002 TO 03-SEP-2002

15-JUL-2002 		 
49
History of entity/person UCO BANK

(PAN:AAACU3561B)  
  COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF RAJESH EXPORTS LTD.   SUSPENDED REGISTRATION AS BANKER TO ISSUE FROM 09-SEP-1999 TO 08-DEC-1999

20-SEP-1999 		 
50
History of entity/person UCO BANK

(PAN:AAACU3561B)  
  ACCEPTED APPLICATIONS AFTER CLOSURE OF PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD.   DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 19-AUG-1999 TO 18-AUG-2000

07-FEB-2000 		 
51
History of entity/person UNION BANK OF INDIA  
  COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF JALTARANG MOTELS LTD.

ALLOWED WITHDRAWAL OF FUNDS FROM PUBLIC ISSUE ACCOUNT BY ISSUER COMPANY WITHOUT ENSURING THAT EACH STOCK EXCHANGE MENTIONED IN PROSPECTUS HAD ACCORDED PERMISSION FOR LISTING   		DIRECTED TO REFUND MONEY COLLECTED IN PUBLIC ISSUE

27-JAN-2000 		SAT: APPEAL DISMISSED  
52
History of entity/person UNITED WESTERN BANK LTD.,THE  
  VIOLATED SEBI (BANKERS TO AN ISSUE) RULES & REGULATIONS IN PUBLIC ISSUE OF INTERADS EXPORTS LTD.   DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 10-JUL-1997 TO 09-JAN-1998

15-JUL-1997 		 
53
History of entity/person V.P.GOSWAMI  
Click here to view complete history of this specific entity/person PUNJAB NATIONAL BANK

PAN:AAACP0165G
  		COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF MAHA CHEMICALS LTD.

ACCEPTED APPLICATIONS FROM CERTAIN INVESTORS ACCOMPANIED BY STOCKINVESTS, MUCH AFTER ISSUE CLOSURE DATE   		DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 01-OCT-2003 TO 30-NOV-2003

10-SEP-2003 		 
54
History of entity/person VASUDEVAN  
Click here to view complete history of this specific entity/person PUNJAB NATIONAL BANK

PAN:AAACP0165G
  		COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF MAHA CHEMICALS LTD.

ACCEPTED APPLICATIONS FROM CERTAIN INVESTORS ACCOMPANIED BY STOCKINVESTS, MUCH AFTER ISSUE CLOSURE DATE   		DEBARRED FROM CARRYING ACTIVITIES AS BANKERS TO ISSUES FROM 01-OCT-2003 TO 30-NOV-2003

10-SEP-2003 		 
55
History of entity/person VYSYA BANK LTD.,THE  
  IN THE CASE OF SUBHASH PROJECTS & MARKETING LTD.   CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

15-JUL-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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