| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 5161 |
|
VIVEK SHRIVASTAVA
|
|
|
|
SKYHIGH PERFECT TECHAGRO LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2, 3 AND 4 DECLARED PROCLAIMED OFFENDER AND ACCUSED NO.5 EXPIRED. HENCE PROCEEDINGS ABATED QUA ACCUSED NO.5
|
| 5162 |
|
|
VIVEKANAND SHARMA
|
|
|
|
ALPINE AGRO INDUSTRY LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND 4 AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS ON ACCUSED NO.2 & 4 AND ALSO IMPOSE A FINE OF RS.5 LACS ,ACCUSED 2 & 4 SHALL UNDERGO 3 MONTHS S.I. FURTHER, COURT DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C. ACCUSED NO.2,5,6,7,9,11 AND 12 WERE DECLARED AS PROCLAIMED OFFENDERS. THE COURT ACQUITTED ACCUSED NO.10 FROM ALL THE CHARGES. OFFENCE AGAINST ACCUSED 8 WAS COMPOUNDED
|
| 5163 |
|
|
VIVEKANAND SHARMA
|
|
|
|
G S L AGRO PLANTATION LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 5164 |
|
|
VIVEKANANDAM JANARTHANAN
(DIN:02292665
PAN:AFFPJ9926C)
|
|
|
|
DISC ASSETS LEAD INDIA LTD.
CIN:U51211TN2006PLC059572
PAN:AACCD4575E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT LIST OF INVESTORS OPTED FOR RENT OUT / SALES OPTION OF SCHEME
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAR-2016 TO 29-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2016 TO 29-MAR-2020
20-AUG-2015
|
SEBI VIDE ITS ORDER DATED 30/03/2016 DIRECTED MR.NITHIYANANTHAM ARUNKUMAR, MR.VIVEKANANDAM JANARTHANAN, MR.SRINIVASAN CHIDAMBARAM AND MR.SHYAMCHANDER THANIKODI TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS ORDER DATED 21/09/2016 PASSED FOLLOWING DIRECTIONS A) SEBI SHALL TAKE UP THE CASE WITH ECONOMIC OFFENCE WING (EOW) TO GET FULL DETAILS OF THE PROCEEDINGS INITIATED AGAINST DISC ASSETS LEAD INDIA LTD. (DALIL) & ITS DIRECTORS BY EOW B) TO RECORD SEBI’S CLAIM WITH EOW OF RS.1,137 CRORES PLUS INTEREST PAYABLE TO THE INVESTORS OF DALIL AGAINST PROCEEDS OF SALES, IF ANY, EFFECT BY EOW C) REQUEST EOW TO GIVE PRIOR INFORMATION TO SEBI IN CASE THEY DECIDE TO RELEASE, FOR WHATEVER REASON, ANY OF THE ASSETS SEIZED D) SEBI SHALL NOT TAKE ANY FURTHER COERCIVE STEPS FOR IMPLEMENTATION OF ITS ORDER DATED 30/03/2016 TILL EOW COMPLETES ITS PROCEEDINGS E) DIRECTED DALIL AND ITS DIRECTORS NOT TO ALIENATE ANY OF THEIR ASSETS IN ANY FORM TILL THE FULL REPAYMENT TO INVESTORS
|
| 5165 |
|
|
VIVEKKUMAR SHRIVASTAV
(DIN:05231028
PAN:DRMPS4668Q)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
05-APR-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 DISMISSED THE APPEAL AND DIRECTED APPELLANTS TO PAY THE PENALTY WITHIN 30 DAYS FROM DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS NOTICE DATED 11/08/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 5166 |
|
|
VIVEKKUMAR SURESH SRIVASTAV
(PAN:DRMPS4668Q)
|
|
|
|
SHREE SAI SPACES CREATIONS LTD.
CIN:U45200PN2012PLC144315
PAN:AARCS9644N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JAN-2014 TILL FURTHER ORDERS
23-JAN-2014
|
|
| 5167 |
|
|
VIVEKKUMAR SURESH SRIVASTAV
(PAN:DRMPS4668Q)
|
|
|
|
SHREE SAI SPACES CREATIONS LTD.
CIN:U45200PN2012PLC144315
PAN:AARCS9644N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-NOV-2014 TO 23-NOV-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-NOV-2014 TO 23-NOV-2018
24-NOV-2014
|
SEBI VIDE ITS NOTICE DATED 24/02/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 20/04/2016 DISPOSED OFF THE APPEL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/05/2016 TIME TO FILE PROPOSAL AS PER ORDER DATED 20/04/2016 EXTENDED BY TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 04/07/2016 A. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.30 CRORES WITHIN ONE MONTH BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF PROPERTIES OF DEFAULTERS B. DIRECTED DEFAULTERS THAT WITH THE CORPUS OF RS.1.74 CRORE (AMOUNT OF RS.1.30 CRORE AND AMOUNTS OF RS.32 LACS WITH BANKS AND RS.12 LACS INVESTED IN MUTUAL FUND FOLIOS), THE DEFAULTERS SHALL WITHIN ONE MONTH FROM DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO 2085 INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING 995 INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE C. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.50 CRORE WITHIN TWO MONTHS FROM DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E.EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY MAXIMUM OF RS.15,000 PER PERSON TO THE REMAINING 995 INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST D. DIRECTED DEFAULTERS TO BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (III) ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE / MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY THE ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS E. DIRECTED DEFAULTERS TO FURNISH WRR WITHIN ONE MONTH FROM DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS IN TERMS OF SEBI (CIS) REGULATIONS AND ENTIRE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI F. RESTRAINED DEFAULTERS FROM DISPOSING/SELLING/MORTGAGING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI G. DIRECTED THAT ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE ESCROW ACCOUNT OPENED BY THE DEFAULTERS IN CONSULTATION WITH SEBI
SAT: SAT VIDE ITS ORDER DATED 09/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 20/07/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 01/08/2018 RESTORED THE APPEAL RESTORED. NO COSTS
SEBI VIDE ITS ORDER DATED 03/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,07,34,918.04 TO THE EXTENT LYING IN THE ACCOUNT OF SHREE SAI SPACES CREATIONS LTD., MR.SURESH LAL SHRIVASTAV, MR.LAXMI SURESH LAL SHRIVASTAV, MR.RITESH KUMAR SHRIVASTAV & MR.VIVEKKUMAR SURESH SRIVASTAV BY WAY OF EFT/NEFT/RTGS
|
| 5168 |
|
|
VOOSA SURYAPRAKASA RAO
|
|
|
|
USHA KIRAN TEAK & SANDLE FARM PVT.LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 5169 |
|
|
VRAJESH DUTIA
|
|
|
|
AMRUTLEELA AGRO FORESTRY LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 5170 |
|
|
VUPPALA SUBRAHMANYESWARA NOOKARAJU
|
|
|
|
SUNDARA SRI SAI PLANTATIONS PVT.LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 5171 |
|
|
WAMANAN
|
|
|
|
PRAKRUTHI CREATIVE ESTATES PVT.LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 5172 |
|
|
WAQAR AHMED KHAN
|
|
|
|
SHIVAJI ESTATES LIVE STOCK & FARM PVT.LTD.
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-JAN-2003 TO 06-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
| 5173 |
|
|
WASEEM
|
|
|
|
AL-HILAL ORCHARDS LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 5174 |
|
|
WASIM AHMAD KHAN
|
|
|
|
PERFECT GREENLAND AGRO DEVELOPERS INDIA LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 5175 |
|
|
WASIM KHAN
(PAN:CENPK6085G)
|
|
|
|
SUNSHINE GLOBAL AGRO LTD.
PAN:AAJCS2508K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
15-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED SUNSHINE GLOBAL AGRO LTD. AND ITS DIRECTORS MR.LEKH NARAYAN CHAND, MR.MOKARRAM MOHAMMAD, MR.MOHAMMAD AHTESHAMUL HAQ, MR.ANAND KUMAR JHA, MR.WASIM KHAN, MR.ASHIF KHAN, MR.MOHAMMAD FAISAL AND MR.BIBEKA NAND MANDAL TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 13/10/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/06/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 13/10/2016
|
| 5176 |
|
|
WEALTH AGRO PLANTATION INDIA LTD.
|
|
|
|
B.K.MANDAL
|
|
|
NAVALSINH S.RATHOD
|
|
|
PRANATI MANDAL
|
|
|
TIRTHA PRATIM MANDAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 5177 |
|
|
WELLGROW PLANTATIONS LTD.
|
|
|
|
ALKA SHUKLA
|
|
|
ARVIND KUMAR SHUKLA
|
|
|
OM PRAKASH GUPTA
|
|
|
SATISH SUBEDAR
|
|
|
USHA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
LD. COURT CONVICTED ACCUSED COMPANY AND ACCUSED NO.2 AND IMPOSED FINE OF RS.1.50 LACS. ACCUSED NO.3 AND ACCUSED NO.6 ARE PROCLAIMED OFFENDER. ACCUSED NO.4 AND ACCUSED NO.5 ARE ACQUITTED
|
| 5178 |
|
|
WESLEY GEORGE
|
|
|
|
BETHEL GREEN GROWTH LTD.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 5179 |
|
|
WHEELS PLANTATIONS LTD.
|
|
|
|
SEEMA NARANG
|
|
|
SUKH DARSMAN KUMBH
|
|
|
SURJEET DANDORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 5180 |
|
|
WIMCO GREENS
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 259 of 262
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