| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
HARISH CHAND MANOCHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
HARISH CHAND MANOCHA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 362 |
|
|
HARSHADKUMAR NAVINCHANDRA SHAH
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HARSHADKUMAR NAVINCHANDRA SHAH,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 363 |
|
|
HARSHADKUMAR NAVINCHANDRA SHAH,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HARSHADKUMAR NAVINCHANDRA SHAH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 364 |
|
|
HARSHAL PANDURANG WAGH
(PAN:ABNPW3234G)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARSHAL PANDURANG WAGH,M/S
PAN:ABNPW3234G
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 365 |
|
|
HARSHAL PANDURANG WAGH,M/S
(PAN:ABNPW3234G)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARSHAL PANDURANG WAGH
PAN:ABNPW3234G
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 366 |
|
|
HEENA KUMARI
(PAN:DZLPK6862B)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HEENA KUMARI,M/S
PAN:DZLPK6862B
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 367 |
|
|
HEENA KUMARI,M/S
(PAN:DZLPK6862B)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HEENA KUMARI
PAN:DZLPK6862B
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 368 |
|
|
HEM RANI SRIVASTAVA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
HEM RANI SRIVASTAVA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 369 |
|
|
HEM RANI SRIVASTAVA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
HEM RANI SRIVASTAVA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 370 |
|
|
HEMANT SHARMA
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
HEMANT SHARMA,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-MAR-2012
|
|
| 371 |
|
|
HEMANT SHARMA,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
HEMANT SHARMA
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-MAR-2012
|
|
| 372 |
|
|
HEMCHANDRA SINGH BAGHEL
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
HEMCHANDRA SINGH BAGHEL,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 373 |
|
|
HEMCHANDRA SINGH BAGHEL,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
HEMCHANDRA SINGH BAGHEL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 374 |
|
|
HEMLATA TIKIYANI
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
MANOHAR INVESTMENT
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-MAR-2012
|
|
| 375 |
|
|
HERITAGE PROFESSIONAL SERVICES
(PAN:AAHFH7475H)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 376 |
|
|
HIMANSHU
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
HIMANSHU,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-MAR-2019
|
|
| 377 |
|
|
HIMANSHU,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
HIMANSHU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-MAR-2019
|
|
| 378 |
|
|
HITESH GOEL
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HITESH GOEL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 379 |
|
|
HITESH GOEL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HITESH GOEL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 380 |
|
|
HITESH KHANDUJA
(PAN:AKMPK2190D)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HITESH KHANDUJA,M/S
PAN:AKMPK2190D
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 19 of 66
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