| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 341 |
|
GYAN PRAKASH SINGH
(PAN:BSUPS0262B)
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
|
|
NIDHI INVESTMENTS
PAN:BSUPS0262B
(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 342 |
|
|
GYAN SINGH
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
GYAN SINGH,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 343 |
|
|
GYAN SINGH,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
GYAN SINGH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 344 |
|
|
GYANENDRA MISHRA
(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)
|
|
|
|
GYANENDRA MISHRA,M/S
(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
17-AUG-2013
|
|
| 345 |
|
|
GYANENDRA MISHRA,M/S
(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)
|
|
|
|
GYANENDRA MISHRA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
17-AUG-2013
|
|
| 346 |
|
|
GYPSUM MANAGEMENT CONSULTANCY PVT.LTD.
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 347 |
|
|
HANISH VEERCHAND BID
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
HANISH VEERCHAND BID,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 348 |
|
|
HANISH VEERCHAND BID,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
HANISH VEERCHAND BID
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 349 |
|
|
HARCHAND GODARA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
HARCHAND GODARA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 350 |
|
|
HARCHAND GODARA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
HARCHAND GODARA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 351 |
|
|
HARDEEP KAUR
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)
|
|
|
|
HARDEEP KAUR,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-JAN-2021
|
|
| 352 |
|
|
HARDEEP KAUR,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)
|
|
|
|
HARDEEP KAUR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-JAN-2021
|
|
| 353 |
|
|
HARENDRA KUMAR ANEJA
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
|
|
TANISHKAA INVESTMENT
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
26-SEP-2012
|
|
| 354 |
|
|
HARESH JETHA LAL PAEL
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HARESH JETHA LAL PAEL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 355 |
|
|
HARESH JETHA LAL PAEL,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
HARESH JETHA LAL PAEL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 356 |
|
|
HARI PRAKASH JINDAL
(PAN:AANPJ0389E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARI PRAKASH JINDAL,M/S
PAN:AANPJ0389E
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 357 |
|
|
HARI PRAKASH JINDAL,M/S
(PAN:AANPJ0389E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARI PRAKASH JINDAL
PAN:AANPJ0389E
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 358 |
|
|
HARI SHANKER
(PAN:AGYPS9408E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARI SHANKER,M/S
PAN:AGYPS9408E
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 359 |
|
|
HARI SHANKER,M/S
(PAN:AGYPS9408E)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
HARI SHANKER
PAN:AGYPS9408E
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 360 |
|
|
HARISH CHAND MANOCHA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
HARISH CHAND MANOCHA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 18 of 66
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