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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CANCELLED REGISTRATION AS AUTHORISED PERSON

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
321
History of entity/person GIRRAJ PRASAD AGRAWAL

(PAN:AAVPA3864B)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GIRRAJ PRASAD AGRAWAL,M/S

PAN:AAVPA3864B

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
322
History of entity/person GIRRAJ PRASAD AGRAWAL,M/S

(PAN:AAVPA3864B)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GIRRAJ PRASAD AGRAWAL

PAN:AAVPA3864B
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
323
History of entity/person GOPAL LAXMINARAYAN PALIWAL

(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)  
Click here to view complete history of this specific entity/person GOPAL LAXMINARAYAN PALIWAL,M/S

(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

18-FEB-2013 		 
324
History of entity/person GOPAL LAXMINARAYAN PALIWAL,M/S

(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)  
Click here to view complete history of this specific entity/person GOPAL LAXMINARAYAN PALIWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

18-FEB-2013 		 
325
History of entity/person GOVIND KUMAR MANWAL

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person GOVIND KUMAR MANWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021 		 
326
History of entity/person GOVIND KUMAR MANWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person GOVIND KUMAR MANWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021 		 
327
History of entity/person GOVIND KUMAWAT

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GOVIND KUMAWAT,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JAN-2021 		 
328
History of entity/person GOVIND KUMAWAT,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GOVIND KUMAWAT
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JAN-2021 		 
329
History of entity/person GUDIYA SHARMA

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person GUDIYA SHARMA,M/A

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

29-DEC-2018 		 
330
History of entity/person GUDIYA SHARMA,M/A

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person GUDIYA SHARMA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

29-DEC-2018 		 
331
History of entity/person GULASHAN JAHAN

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person GULASHAN JAHAN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
332
History of entity/person GULASHAN JAHAN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person GULASHAN JAHAN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
333
History of entity/person GULSHAN KUMAR BATRA

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person GULSHAN KUMAR BATRA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

19-JAN-2019 		 
334
History of entity/person GULSHAN KUMAR BATRA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person GULSHAN KUMAR BATRA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

19-JAN-2019 		 
335
History of entity/person GURDEEP KAUR

(PAN:BRKPK7769Q)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GURDEEP KAUR,M/S

PAN:BRKPK7769Q

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
336
History of entity/person GURDEEP KAUR,M/S

(PAN:BRKPK7769Q)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GURDEEP KAUR

PAN:BRKPK7769Q
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
337
History of entity/person GURU VILAS GUPTA

(PAN:ALPPG6884J)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GURU VILAS GUPTA,M/S

PAN:ALPPG6884J

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
338
History of entity/person GURU VILAS GUPTA,M/S

(PAN:ALPPG6884J)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person GURU VILAS GUPTA

PAN:ALPPG6884J
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
339
History of entity/person GURUCHARAN

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person GURUCHARAN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JAN-2021 		 
340
History of entity/person GURUCHARAN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person GURUCHARAN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JAN-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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