If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
221
History of entity/person ADHIKRAO ANTU MANE

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ADHIKRAO ANTU MANE,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-OCT-2009

09-OCT-2009 		 
222
History of entity/person ADHIKRAO ANTU MANE,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ADHIKRAO ANTU MANE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-OCT-2009

09-OCT-2009 		 
223
History of entity/person ADI INVESTMENTS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2017

14-MAR-2017 		 
224
History of entity/person ADICHERLA SRIDHAR

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ADICHERLA SRIDHAR,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-JAN-2011

08-JAN-2011 		 
225
History of entity/person ADICHERLA SRIDHAR,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ADICHERLA SRIDHAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-JAN-2011

08-JAN-2011 		 
226
History of entity/person ADIL SAM GANDHI

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ADIL SAM GANDHI,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

10-MAR-2016 		 
227
History of entity/person ADIL SAM GANDHI,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ADIL SAM GANDHI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

10-MAR-2016 		 
228
History of entity/person ADINATH INVESTMENT

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person BHAVESH JAGDISHBHAI SHAH
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

28-JUL-2012 		 
229
History of entity/person ADINATH INVESTMENT

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-FEB-2012 		 
230
History of entity/person ADINATH SECURITIES

(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

03-DEC-2011 		 
231
History of entity/person ADINATH SECURITIES

(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

03-DEC-2011 		 
232
History of entity/person ADISH INVESTMENT

(Sub-Broker of B.R.JALAN SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

27-AUG-2011 		 
233
History of entity/person ADISH JI & CO.

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

04-AUG-2012 		 
234
History of entity/person ADITI ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
235
History of entity/person ADITI GUPTA

(Sub-Broker of GLOBE CAPITAL MARKET LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ADITI GUPTA,M/S

(Sub-Broker of GLOBE CAPITAL MARKET LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

08-OCT-2012 		 
236
History of entity/person ADITI GUPTA,M/S

(Sub-Broker of GLOBE CAPITAL MARKET LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ADITI GUPTA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

08-OCT-2012 		 
237
History of entity/person ADITI INVESTMENT  
Click here to view complete history of this specific entity/person DINESH BOHRA
Click here to view complete history of this specific entity/person RAJKUMAR BOHRA
  		VIOLATED RULE 3 OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.2,00,000 BY THE ACCUSED TO SEBI  
238
History of entity/person ADITYA & CO.

(Sub-Broker of BGSE FINANCIALS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person L.S.GURURAJ
  		INDULGED IN MATCHING TRANSACTION OF HIS OWN CLIENTS WITHOUT ROUTING THE TRADES THROUGH THE MEMBER

ALLEGED NON-COMPLIANCE OF REQUIREMENTS OF UNIQUE CLIENT CODE

DEFAULTED/IRREGULARITIES IN MAINTENANCE OF ORDER BOOK

DID NOT PROVIDE INFORMATION TO SEBI

DID NOT REDRESS INVESTOR COMPLAINTS   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 09-JUL-2007 TO 23-JUL-2007

18-JUN-2007 		 
239
History of entity/person ADITYA AGARWAL

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ADITYA AGARWAL,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 26-OCT-2010

26-OCT-2010 		 
240
History of entity/person ADITYA AGARWAL,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ADITYA AGARWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 26-OCT-2010

26-OCT-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 12 of 621  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top