| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
BHAGWAN DASS,M/S
(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE, SHAREKHAN COMMODITIES PVT.LTD., Member : MCX)
|
|
|
|
BHAGWAN DASS
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
18-OCT-2012
|
|
| 182 |
|
|
BHAGWAT SARAN GUPTA
(PAN:ADTPG9251D)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHAGWAT SARAN GUPTA,M/S
PAN:ADTPG9251D
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 183 |
|
|
BHAGWAT SARAN GUPTA,M/S
(PAN:ADTPG9251D)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHAGWAT SARAN GUPTA
PAN:ADTPG9251D
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 184 |
|
|
BHARAT BHUSHAN
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
BHARAT BHUSHAN,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
25-AUG-2018
|
|
| 185 |
|
|
BHARAT BHUSHAN,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
BHARAT BHUSHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
25-AUG-2018
|
|
| 186 |
|
|
BHARAT CHAUDHARY
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
|
|
BHARAT CHAUDHARY,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 187 |
|
|
BHARAT CHAUDHARY,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE, KOTAK MAHINDRA BANK LTD., Member : BSE)
|
|
|
|
BHARAT CHAUDHARY
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 188 |
|
|
BHARAT SHAH
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
V B FINANCIAL SERVICES
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-MAR-2012
|
|
| 189 |
|
|
BHAVANA PANT
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
BHAVANA PANT,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 190 |
|
|
BHAVANA PANT,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
BHAVANA PANT
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 191 |
|
|
BHAWANI SINGH
(PAN:AOTPB4319N)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHAWANI SINGH,M/S
PAN:AOTPB4319N
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 192 |
|
|
BHAWANI SINGH,M/S
(PAN:AOTPB4319N)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHAWANI SINGH
PAN:AOTPB4319N
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 193 |
|
|
BHEMABHAI RUGNATHBHAI PATEL
(PAN:AEFPP4794P)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHEMABHAI RUGNATHBHAI PATEL,M/S
PAN:AEFPP4794P
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 194 |
|
|
BHEMABHAI RUGNATHBHAI PATEL,M/S
(PAN:AEFPP4794P)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
BHEMABHAI RUGNATHBHAI PATEL
PAN:AEFPP4794P
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 195 |
|
|
BHISHMA MAHESHBHAI GANDHI
(Authorised Person of LATIN MANHARLAL SECURITIES PVT.LTD., Member : NSE)
|
|
|
|
BHISHMA MAHESHBHAI GANDHI,M/S
(Authorised Person of LATIN MANHARLAL SECURITIES PVT.LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
19-OCT-2012
|
|
| 196 |
|
|
BHISHMA MAHESHBHAI GANDHI,M/S
(Authorised Person of LATIN MANHARLAL SECURITIES PVT.LTD., Member : NSE)
|
|
|
|
BHISHMA MAHESHBHAI GANDHI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
19-OCT-2012
|
|
| 197 |
|
|
BHUVNESH KUMAR SHARMA
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
BHUVNESH KUMAR SHARMA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-JAN-2021
|
|
| 198 |
|
|
BHUVNESH KUMAR SHARMA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
BHUVNESH KUMAR SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-JAN-2021
|
|
| 199 |
|
|
BIHARI LAL TIWARI
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)
|
|
|
|
BIHARI LAL TIWARI,M/S
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
26-SEP-2012
|
|
| 200 |
|
|
BIHARI LAL TIWARI,M/S
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)
|
|
|
|
BIHARI LAL TIWARI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
26-SEP-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 10 of 66
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