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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI (DELISTING) REGULATIONS, 2021

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person AMRITA AMAR VAKIL

(PAN:ABYPV2897F)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 4(1)(G) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATIONS 4(2)(F)(III)(3) AND (6) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF SECTION 166(2) AND 166(3) OF COMPANIES ACT, 2013 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
2 
History of entity/person BHARAT BHASKER TALATI

(PAN:AABPT4967E)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 25(5) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
3 
History of entity/person DIPIKA AMAR VAKIL

(PAN:AAFPV5603F)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 4(1)(G) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATIONS 4(2)(F)(III)(3) AND (6) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF SECTION 166(2) AND 166(3) OF COMPANIES ACT, 2013 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
4 
History of entity/person GIRISH SHARMA

(PAN:AASPS8031K)  
History of entity/person HEXA TRADEX LTD.

(PAN:AACCH5334B)
  		PASSED INCORRECT RESOLUTION OF HEXA TRADEX LTD. AND ACQUIRER'S RELATED ENTITIES VIZ MR.PRITHVI RAJ JINDAL AND OTHER PROMOTER ENTITIES VIZ, JINDAL SAW LTD. JITF LNFRALOGISTICS LTD. AND SIGNMATECH INC TO BE IN COMPLIANCE WITH SECURITIES LAW VIOLATING REGULATIONS 10(3), 28(2) AND 28(3) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.

DID NOT GIVE REASONED RECOMMENDATIONS TO BOARD FOR ACCEPTING DELISTING PROPOSAL AND HEXA TRADEX LTD. ACTING THROUGH ITS BOARD OF DIRECTORS HAD NOT DONE DUE DILIGENCE TO QUESTION / IDC (COMMITTEE OF INDEPENDENT DIRECTORS) FOR FAILURE TO PROVIDE REASONED RECOMMENDATIONS VIOLATING REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF HEXA TRADEX LTD  		IMPOSED PENALTY RS.2,00,000

18-JUN-2024
5 
History of entity/person KETAN CHATRABHUJ KAPADIA

(PAN:AACPK5744P)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 25(5) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
6 
History of entity/person MAHESH CHIMANLAL DALAL

(PAN:AABPD5612N)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 25(5) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
7 
History of entity/person RAJ KAMAL AGGARWAL

(PAN:AAAPA4978M)  
History of entity/person HEXA TRADEX LTD.

(PAN:AACCH5334B)
  		PASSED INCORRECT RESOLUTION OF HEXA TRADEX LTD. AND ACQUIRER'S RELATED ENTITIES VIZ MR.PRITHVI RAJ JINDAL AND OTHER PROMOTER ENTITIES VIZ, JINDAL SAW LTD. JITF LNFRALOGISTICS LTD. AND SIGNMATECH INC TO BE IN COMPLIANCE WITH SECURITIES LAW VIOLATING REGULATIONS 10(3), 28(2) AND 28(3) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.

DID NOT GIVE REASONED RECOMMENDATIONS TO BOARD FOR ACCEPTING DELISTING PROPOSAL AND HEXA TRADEX LTD. ACTING THROUGH ITS BOARD OF DIRECTORS HAD NOT DONE DUE DILIGENCE TO QUESTION / IDC (COMMITTEE OF INDEPENDENT DIRECTORS) FOR FAILURE TO PROVIDE REASONED RECOMMENDATIONS VIOLATING REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF HEXA TRADEX LTD  		IMPOSED PENALTY RS.2,00,000

18-JUN-2024
8 
History of entity/person RAVINDER NATH LEEKHA

(PAN:ABRPL7538E)  
History of entity/person HEXA TRADEX LTD.

(PAN:AACCH5334B)
  		PASSED INCORRECT RESOLUTION OF HEXA TRADEX LTD. AND ACQUIRER'S RELATED ENTITIES VIZ MR.PRITHVI RAJ JINDAL AND OTHER PROMOTER ENTITIES VIZ, JINDAL SAW LTD. JITF LNFRALOGISTICS LTD. AND SIGNMATECH INC TO BE IN COMPLIANCE WITH SECURITIES LAW VIOLATING REGULATIONS 10(3), 28(2) AND 28(3) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.

DID NOT GIVE REASONED RECOMMENDATIONS TO BOARD FOR ACCEPTING DELISTING PROPOSAL AND HEXA TRADEX LTD. ACTING THROUGH ITS BOARD OF DIRECTORS HAD NOT DONE DUE DILIGENCE TO QUESTION / IDC (COMMITTEE OF INDEPENDENT DIRECTORS) FOR FAILURE TO PROVIDE REASONED RECOMMENDATIONS VIOLATING REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF HEXA TRADEX LTD  		IMPOSED PENALTY RS.2,00,000

18-JUN-2024
9 
History of entity/person VARUN AMAR VAKIL

(PAN:ADNPV2410M)  
  ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATION 4(1)(G) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF REGULATIONS 4(2)(F)(III)(3) AND (6) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.

ALLEGED VIOLATION OF SECTION 166(2) AND 166(3) OF COMPANIES ACT, 2013 IN THE MATTER OF ELCID INVESTMENTS LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

21-MAY-2024
10 
History of entity/person VINITA JHA

(PAN:AJAPJ5970D)  
History of entity/person HEXA TRADEX LTD.

(PAN:AACCH5334B)
  		PASSED INCORRECT RESOLUTION OF HEXA TRADEX LTD. AND ACQUIRER'S RELATED ENTITIES VIZ MR.PRITHVI RAJ JINDAL AND OTHER PROMOTER ENTITIES VIZ, JINDAL SAW LTD. JITF LNFRALOGISTICS LTD. AND SIGNMATECH INC TO BE IN COMPLIANCE WITH SECURITIES LAW VIOLATING REGULATIONS 10(3), 28(2) AND 28(3) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.

DID NOT GIVE REASONED RECOMMENDATIONS TO BOARD FOR ACCEPTING DELISTING PROPOSAL AND HEXA TRADEX LTD. ACTING THROUGH ITS BOARD OF DIRECTORS HAD NOT DONE DUE DILIGENCE TO QUESTION / IDC (COMMITTEE OF INDEPENDENT DIRECTORS) FOR FAILURE TO PROVIDE REASONED RECOMMENDATIONS VIOLATING REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF HEXA TRADEX LTD  		IMPOSED PENALTY RS.2,00,000

18-JUN-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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