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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

CREDIT RATING AGENCIES: VIOLATIONS SPECIFIED IN EARLIER SEBI/NSE ORDERS/CIRCULARS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person CARE RATINGS LTD.

(PAN:AAACC4587F)  
  ALLEGED VIOLATION OF CLAUSE 1(B) OF SEBI CIRCULAR SEBI/HO/MIRSD/MIRSD4/CIR/P/2017/71 ON MONITORING AND REVIEW OF RATINGS BY CREDIT RATING AGENCIES (CRAS) DATED 30/06/2017

ALLEGED VIOLATION OF CLAUSE 8 OF THIRD SCHEDULE - CODE OF CONDUCT READ WITH REGULATION 13 OF SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.13,05,000 VIDE CONSENT ORDER)

23-AUG-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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