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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI (VENTURE CAPITAL FUNDS) REGULATIONS, 1996

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person GURPREET SINGH DHILLON

(PAN:AFQPD5302R)  
  ALLEGED FAILURE IN WINDING UP ON EXPIRY OF TENURE OF SCHEME OF FUND

ALLEGED INVESTMENT OF MORE THAN 33.33% OF INVESTIBLE FUNDS INTO SPECIAL PURPOSE VEHICLES

ALLEGED FAILURE IN SUBMISSION OF PERIODIC REPORTS

ALLEGED FAILURE IN MAINTENANCE OF BOOKS AND RECORDS

ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.35,43,750, LEGAL EXPENSES RS.1,66,500 VIDE CONSENT ORDER)

29-AUG-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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