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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI ACT, 1992

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ABHAY ARVIND GANDHI

(PAN:AAXPG9162A)  
  ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(I) AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF RANBAXY LABORATORIES LTD.

ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 IN MATTER OF RANBAXY LABORATORIES LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.35,06,250 VIDE CONSENT ORDER)

11-APR-2019
2 
History of entity/person FAKHRUDDIN T.MOIYADI  
  ALLEGED VIOLATION OF SECTION 11C (3) READ WITH SECTION 11C (2) OF SEBI ACT, 1992 IN MATTER OF VERONICA LABORATORIES LTD.

ALLEGED VIOLATION OF CLAUSE 35 OF LISTING AGREEMENT IN MATTER OF VERONICA LABORATORIES LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,50,000 VIDE CONSENT ORDER)

21-JAN-2009
3 
History of entity/person KIRAN ABHAY GANDHI

(PAN:AIIPG9722F)  
  ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(I) AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF RANBAXY LABORATORIES LTD.

ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 IN MATTER OF RANBAXY LABORATORIES LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.35,06,250 VIDE CONSENT ORDER)

11-APR-2019
4 
History of entity/person VIMALA DEVI KALANTRI

(PAN:AAHPK8935D)  
  ALLEGED TRADING BY MR.ATUL SARAOGI THROUGH HER ACCOUNT DURING UPSI PERIOD IN F&O SEGMENT VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 IN MATTER OF UNITED SPIRITS LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.75,66,295, DISGORGEMENT AMOUNT RS.30,43,256, INTEREST RS.18,11,946 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

22-AUG-2019
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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