If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED NOT A ‘FIT AND PROPER PERSON’ TO HOLD ANY POSITION IN MANAGEMENT AND BOARD OF ANY ASSOCIATION/COMMODITIES EXCHANGE RECOGNISED BY GOVT.OF INDIA/FMC/SEBI

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person KAILASH RAMKISHAN GUPTA

(PAN:ACVPG5303R)  
History of entity/person NEPTUNE OVERSEAS LTD.

(PAN:AAACN5163C)
  		ABUSED POSITION AND COMMISSION OF VARIOUS IRREGULARITIES IN AFFAIRS, INCLUDING IRREGULARITIES IN TRADING ACTIVITIES ON PLATFORM OF NATIONAL MULTI COMMODITY EXCHANGE LTD.

INDULGED IN MISCONDUCT AND IRREGULARITIES IN MANAGING THE AFFAIRS OF NATIONAL MULTI COMMODITY EXCHANGE OF INDIA LTD. (NOW KNOWN AS INDIAN COMMODITY EXCHANGE LTD.)  		DECLARED NOT A ‘FIT AND PROPER PERSON’ IN TERMS OF GUIDELINES DATED 29/07/2009

DIRECTED NOT TO DIRECTLY AND THROUGH ANY ENTITY CONTROLLED BY THEM (EITHER DIRECTLY OR INDIRECTLY) HOLD ANY SHARES IN ANY ASSOCIATION/COMMODITIES EXCHANGE RECOGNISED OR REGISTERED BY GOVT.OF INDIA/FMC/SEBI IN EXCESS OF 2% OF TOTAL ISSUED CAPITAL OF SUCH ASSOCIATION/EXCHANGE

DIRECTED NOT A ‘FIT AND PROPER PERSON’ TO HOLD ANY POSITION IN MANAGEMENT AND BOARD OF ANY ASSOCIATION/COMMODITIES EXCHANGE RECOGNISED BY GOVT.OF INDIA/FMC/SEBI

17-NOV-2021 		SAT: SAT VIDE ITS ORDER DATED 16/02/2022 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 19/04/2022 ALLOWED APPELLANT TWO WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 21/11/2023 CONDONED THE DELAY IN FILING OF APPEAL. OBJECTION, IF ANY, RESPONDENT TO FILE WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILE ON OR BEFORE NEXT DATE

SAT: SAT VIDE ITS ORDER DATED 12/01/2024 ALLOWED RESPONDENT FURTHER TWO WEEKS TO FILE REPLY

SAT: SAT VIDE ITS ORDER DATED 31/01/2024 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER TO REPLY FILE BY RESPONDENT
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top