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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person KAASHYAP TECHNOLOGIES LTD.

(PAN:AAACK4451A)  
  MADE FALSE AND MISLEADING CORPORATE ANNOUNCEMENT TO INVESTORS INTO BELIEVING ABOUT SUCCESS OF GDR ISSUE VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1), 4 (2) (F), (K) & (R) OF SEBI (PFUTP) REGULATIONS, 2003

CAUSED LOSS OF USD 10.39 MILLION BY MAKING REPAYMENT OF LOAN TAKEN BY MAKING REPAYMENT OF LOAN TAKEN BY CLIFFORD FROM BANCO  		DIRECTED TO RECOVER USD 10.39 MILLION FROM CLIFFORD CAPITAL PARTNERS A.G.S.A. AND BRING BACK MONEY INTO ITS BANK ACCOUNT IN INDIA

RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN

12-APR-2019 		SAT: SAT VIDE ITS ORDER DATED 23/12/2022 CONDONED THE DELAY IN FILING OF APPEAL AND GRANTED THREE WEEKS TO FILE REJOINDER FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 13/02/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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