If you are an Existing User, please enter your Username & Password below

Forgot Password?


Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROHIBITED FROM TAKING UP ANY NEW CLIENTS AND ANY NEW CONTRACTS INCLUDING CONTRACTS FROM EXISTING CLIENTS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
History of entity/person LIFE FUND  
  NOT A FIT & PROPER PERSON TO GRANT REGISTRATION AS ALTERNATE INVESTMENT FUND  PROHIBITED FROM TAKING UP ANY NEW CLIENTS AND ANY NEW CONTRACTS INCLUDING CONTRACTS FROM EXISTING CLIENTS

CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

30-AUG-2019
SAT: APPEAL DISMISSED
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
top