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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROHIBITED FROM ACCEPTING FRESH/NEW CLIENTS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person MI RESEARCH

(PAN:ANIPJ1043K)  
History of entity/person ASHISH JAIN

(PAN:ANIPJ1043K)
  		ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION  PROHIBITED FROM ACCEPTING FRESH/NEW CLIENTS FROM 30-AUG-2019 UNTIL FURTHER ORDERS

30-AUG-2019 		SEBI VIDE ITS ORDER DATED 30/01/2020 CONFIRMED DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 30/08/2019
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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