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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

FOREIGN INSTITUTIONAL INVESTORS: REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS FII

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person CREDIT SUISSE FIRST BOSTON  
  HELD 75% SHAREHOLDING IN ITS INDIAN BROKING AFFILIATE-CREDIT SUISSE FIRST BOSTON (I) SECURITIES PVT.LTD. WHO HAS BEEN SUSPENDED FOR A PERIOD OF 2 YEARS  REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS FII

27-NOV-2002
2 
History of entity/person CREDIT SUISSE FIRST BOSTON (CYPRUS) LTD.  
  HELD 75% SHAREHOLDING IN ITS INDIAN BROKING AFFILIATE-CREDIT SUISSE FIRST BOSTON (I) SECURITIES PVT.LTD. WHO HAS BEEN SUSPENDED FOR A PERIOD OF 2 YEARS  REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS FII

27-NOV-2002
3 
History of entity/person CREDIT SUISSE FIRST BOSTON,SINGAPORE  
  HELD 75% SHAREHOLDING IN ITS INDIAN BROKING AFFILIATE-CREDIT SUISSE FIRST BOSTON (I) SECURITIES PVT.LTD. WHO HAS BEEN SUSPENDED FOR A PERIOD OF 2 YEARS  REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS FII

27-NOV-2002
4 
History of entity/person KALLAR KAHAR INVESTMENTS LTD.  
  HELD 75% SHAREHOLDING IN ITS INDIAN BROKING AFFILIATE-CREDIT SUISSE FIRST BOSTON (I) SECURITIES PVT.LTD. WHO HAS BEEN SUSPENDED FOR A PERIOD OF 2 YEARS  REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS FII

27-NOV-2002 		WITHDRAWN APPLICATION FILED FOR RENEWAL OF SUB ACCOUNT
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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