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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

FOREIGN INSTITUTIONAL INVESTORS: CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person FLEDGLING NOMINEES INTERNATIONAL LTD.  
  SQUARED OFF TRANSACTIONS IN SOME SCRIPS INCLUDING SBI, WITHOUT GIVING OR TAKING DELIVERIES FOR THEIR SUB ACCOUNT COPTHALL MAURITIUS INVESTMENT INTERNATIONAL

INDULGED IN SHORT SALES  		CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

29-JUL-2002
2 
History of entity/person TAIB BANK EC  
  INDULGED IN SHORT SALES IN RESPECT OF TRADES ON BEHALF OF EVEREST FUND (MAURITIUS) LTD.  CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

20-SEP-2003
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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