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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 01-JAN-1997 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED ENQUIRY TO BE CONDUCTED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ENPEE ENTERPRISES PVT.LTD.  

(Member : BSE)
History of entity/person C.K.SHAH
History of entity/person NILESH M.POPAT
History of entity/person SHILPA M.POPPAT
  		INDULGED IN CREATION OF ARTIFICIAL MARKET WITH R.K.BANTHIA AND ASSOCIATES IN SCRIP OF NEDUNGADI BANK LTD.

INDULGED IN CIRCULAR TRADING WITH R.K.BANTHIA AND ASSOCIATES IN THE CASE OF NEDUNGADI BANK LTD.  		DIRECTED ENQUIRY TO BE CONDUCTED

24-JUL-2003
2 
History of entity/person FORTUNE EQUITY BROKERS (INDIA) LTD.  

(Member : NSE)
History of entity/person J.T.POONJA
History of entity/person NIMISH SHAH
  		INDULGED IN CREATION OF ARTIFICIAL MARKET WITH R.K.BANTHIA AND ASSOCIATES IN SCRIP OF NEDUNGADI BANK LTD.

INDULGED IN CIRCULAR TRADING WITH R.K.BANTHIA AND ASSOCIATES IN THE CASE OF NEDUNGADI BANK LTD.  		DIRECTED ENQUIRY TO BE CONDUCTED

24-JUL-2003
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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