If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 01-JAN-1997 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: SIPHONED FUNDS OUT OF THE EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person INDIAN FINANCE GUARANTY LTD.  

(Member : OTC)
History of entity/person TULSI D.BHAYANA
  		SIPHONED FUNDS OUT OF BHUBANESWAR STOCK EXCHANGE TO THE TUNE OF RS. 1.30 CRORE INCLUDING INTEREST THROUGH THE EXCHANGE'S MEMBERS WELFARE TRUST  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JAN-2004 TILL FURTHER ORDER

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JAN-2004 TILL FURTHER ORDER

16-JAN-2004 		PROHIBITION IMPOSED VIDE ORDER DATED 16/01/2004 VACATED VIDE ORDER DATED 22/09/2004

SAT: APPEALS DISPOSED OFF, WITH DIRECTION TO RESPONDENT TO COMPLETE ENQUIRY AND PASS APPROPRIATE ORDERS WITHIN 2 MONTHS FROM DATE OF RECEIPT OF THIS ORDER
2 
History of entity/person INDIAN FINANCE GUARANTY LTD.  

(Member : NSE)
  ROLE IN ALLEGED SIPHONING OF FUNDS OUT OF BHUBANESWAR STOCK EXCHANGE TO THE TUNE OF RS. 1.30 CRORE INCLUDING INTEREST THROUGH THE EXCHANGE'S MEMBERS WELFARE TRUST  DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-NOV-2002 TILL FURTHER ORDER

29-OCT-2002 		PROHIBITION IMPOSED VIDE ORDER DATED 29/10/2002 VACATED VIDE ORDER DATED 22/09/2004

SAT: APPEAL DISPOSED OFF, WITH DIRECTION TO RESPONDENT TO COMPLETE ENQUIRY AND PASS APPROPRIATE ORDERS WITHIN 2 MONTHS FROM DATE OF RECEIPT OF THIS ORDER
3 
History of entity/person INDIAN FINANCE GUARANTY LTD.  

(Member : OTC)
  ROLE IN ALLEGED SIPHONING OF FUNDS OUT OF BHUBANESWAR STOCK EXCHANGE TO THE TUNE OF RS. 1.30 CRORE INCLUDING INTEREST THROUGH THE EXCHANGE'S MEMBERS WELFARE TRUST  DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-NOV-2002 TILL FURTHER ORDER

29-OCT-2002 		PROHIBITION IMPOSED VIDE ORDER DATED 29/10/2002 VACATED VIDE ORDER DATED 22/09/2004

SAT: APPEAL DISPOSED OFF, WITH DIRECTION TO RESPONDENT TO COMPLETE ENQUIRY AND PASS APPROPRIATE ORDERS WITHIN 2 MONTHS FROM DATE OF RECEIPT OF THIS ORDER
4 
History of entity/person INDIAN FINANCE GUARANTY LTD.  

(Member : NSE)
History of entity/person TULSI D.BHAYANA
  		SIPHONED FUNDS OUT OF BHUBANESWAR STOCK EXCHANGE TO THE TUNE OF RS. 1.30 CRORE INCLUDING INTEREST THROUGH THE EXCHANGE'S MEMBERS WELFARE TRUST  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JAN-2004 TILL FURTHER ORDER

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JAN-2004 TILL FURTHER ORDER

16-JAN-2004 		PROHIBITION IMPOSED VIDE ORDER DATED 16/01/2004 VACATED VIDE ORDER DATED 22/09/2004

SAT: APPEALS DISPOSED OFF, WITH DIRECTION TO RESPONDENT TO COMPLETE ENQUIRY AND PASS APPROPRIATE ORDERS WITHIN 2 MONTHS FROM DATE OF RECEIPT OF THIS ORDER
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top