If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK EXCHANGES: DEFAULTED IN SUBMISSION OF REPORTS UNDER MIMPS REGULATIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person PUNE STOCK EXCHANGE LTD.  
  DID NOT SUBMIT QUARTERLY REPORTS OF SHAREHOLDING AND UNDERTAKING CONFIRMING COMPLIANCE OF MIMPS REGULATIONS

DID NOT NOMINATE PUBLIC REPRESENTATIVE DIRECTORS AND NOMINEE DIRECTORS OF PARENT EXCHANGE ON GOVERNING BOARD OF SUBSIDIARY COMPANY

AUTHORISED ITS DIRECTORS TO ATTEND GOVERNING BOARD MEETINGS OF SUBSIDIARY COMPANY

COMPOSITION OF INVESTOR PROTECTION FUND (IPF) TRUST WAS NOT IN ACCORDANCE WITH SEBI CIRCULAR NO.MRD/DOP/SE/CIR-38/2004 DATED 28/10/2004

DID NOT ADHERE TO VARIOUS SEBI CIRCULARS  		WARNED TO BE MORE CAUTIOUS AND PERCEPTIVE IN DISCHARGE OF ITS REGULATORY DUTIES

23-JUL-2013
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top