If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED TO SUBMIT NAME, ADDRESSES AND CONTACT NUMBERS OF INVESTORS WHO HAVE BEEN DEPOSITED MONEY IN HIS ACCOUNT

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ANIRUDH P.SETHI

(PAN:ANBPS5743A)  
History of entity/person STOCK MARKET NAVIGATOR (SMN)

(PAN:ANBPS5743A)
  		ACTED AS RESEARCH ANALYST WITHOUT SEBI REGISTRATION  DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR RESEARCH ANALYST AND CEASE TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED TO SUBMIT NAME, ADDRESSES AND CONTACT NUMBERS OF INVESTORS WHO HAVE BEEN DEPOSITED MONEY IN HIS ACCOUNT

DIRECTED TO SUBMIT FULL DETAILS REGARDING SCHEME "FATAL ALTTRACTION" INCLUDING NAME, ADDRESS AND CONTACT NUMBERS OF INVETOR WHO HAVE BEEN SUBSCRIBED TO SCHEME

DIRECTED TO SUBMIT DETAILS OF AMOUNT COLLECTED (YEAR WISE) FROM INVESTORS TILL DATED

26-MAY-2016 		SAT: SAT VIDE ITS ORDER DATED 29/07/2021 PARTLY ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 26/05/2016. IN THE MEANTIME, DIRECTED APPELLANT TO CREDIT RS.12 LAC TO SAID FUND WITHIN TWO MONTHS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO DEPOSIT RS.20 LAC WITH SEBI WITHIN TWO MONTHS FROM DATE OF THIS ORDER

SEBI VIDE ITS ORDER DATED 07/12/2021 DISPOSED OFF THE APPLICATION WITH DIRECTION TO REFUND EXCESS AMOUNT OF RS.20.48 LAC TO APPLICANT
2 
History of entity/person ANIRUDH P.SETHI

(PAN:ANBPS5743A)  
History of entity/person STOCK MARKET NAVIGATOR (SMN)

(PAN:ANBPS5743A)
  		ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION  DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR RESEARCH ANALYST AND CEASE TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 26-MAY-2016 UNTIL FURTHER ORDERS

DIRECTED TO SUBMIT NAME, ADDRESSES AND CONTACT NUMBERS OF INVESTORS WHO HAVE BEEN DEPOSITED MONEY IN HIS ACCOUNT

DIRECTED TO SUBMIT FULL DETAILS REGARDING SCHEME "FATAL ALTTRACTION" INCLUDING NAME, ADDRESS AND CONTACT NUMBERS OF INVETOR WHO HAVE BEEN SUBSCRIBED TO SCHEME

DIRECTED TO SUBMIT DETAILS OF AMOUNT COLLECTED (YEAR WISE) FROM INVESTORS TILL DATED

26-MAY-2016 		SAT: SAT VIDE ITS ORDER DATED 29/07/2021 PARTLY ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 26/05/2016. IN THE MEANTIME, DIRECTED APPELLANT TO CREDIT RS.12 LAC TO SAID FUND WITHIN TWO MONTHS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO DEPOSIT RS.20 LAC WITH SEBI WITHIN TWO MONTHS FROM DATE OF THIS ORDER

SEBI VIDE ITS ORDER DATED 07/12/2021 DISPOSED OFF THE APPLICATION WITH DIRECTION TO REFUND EXCESS AMOUNT OF RS.20.48 LAC TO APPLICANT
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top