If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: FAILED TO MAINTAIN PROPER BOOKS OF ACCOUNTS/RECORDS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ALANKIT ASSIGNMENTS LTD.  
  ALLEGED DELAY IN REDRESSAL OF COMPLAINTS

ALLEGED DEFAULT IN MAINTENANCE OF BOOK OF ACCOUNTS AND RECORDS

ALLEGED DELAY IN SUBMISSION OF NET WORTH CERTIFICATE

ALLEGED FAILURE IN COMPLYING WITH MODEL AGREEMENT

ALLEGED FAILURE IN EXERCISING DUE DILIGENCE WHILE EXECUTING TRIPARTITE AGREEMENT  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,75,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)

31-AUG-2009
2 
History of entity/person BEETAL FINANCIAL & COMPUTER SERVICES PVT.LTD.  
  DEFAULTED IN MAINTENANCE OF DOCUMENTS

DID NOT REDRESS INVESTOR COMPLAINTS WITHIN TIME PRESCRIBED BY SEBI

DID NOT RECONCILE DEMAT REQUESTS ON A DAILY BASIS  		IMPOSED PENALTY RS.30,000

30-SEP-2011
3 
History of entity/person MAHESHWARI DATAMATICS PVT.LTD.  
  CONSIDERABLE DELAY IN DEMATERIALIZATION OF SHARES HELD BY PUBLIC SHAREHOLDERS

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT MAINTAIN DATABASE AND RECORDS OF INVESTOR COMPLAINTS

REQUEST FOR REMATERIALIZATION OF SHARES WERE EXECUTED (ACCEPTED AND REJECTED) BEYOND 30 DAYS OF SUCH REQUESTS

DID NOT HAVE ANY INTERNAL CONTROL SYSTEM IN RESPECT OF DESTRUCTION OF PHYSICAL SHARES AFTER THEY WERE DEMATERIALIZED  		IMPOSED PENALTY RS.1,00,000

25-FEB-2011
4 
History of entity/person SRG INFOTEC LTD.  
  MANIPULATED PUBLIC ISSUE OF V.R.MATHUR MASS COMMUNICATIONS LTD. WHEREIN MINIMUM SUBSCRIPTION WAS NOT RECEIVED BEFORE ISSUE CLOSURE DATE

ACCEPTED APPLICATIONS FROM CERTAIN INVESTORS ACCOMPANIED BY STOCKINVESTS, MUCH AFTER ISSUE CLOSURE DATE

PROVIDED INCORRECT FIGURES IN 3-DAY AND 7-DAY REPORTS SUBMITTED TO SEBI

DID NOT ENTER INTO AGREEMENT WITH ISSUER COMPANIES

DEFAULTED IN MAINTENANCE OF VARIOUS RECORDS

DEFAULTED IN MAINTENANCE OF DOCUMENTS

DEFAULTED IN MAINTENANCE OF REGISTERS  		CANCELLED REGISTRATION AS REGISTRAR

16-MAY-2002
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top