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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DELAYED/FAILED TO DELIVER/TRANSFER SECURITIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ARCHANA SOFTWARE LTD.  
  ALLEGED DELAY IN DEMATERIALIZATION OF SECURITIES  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.25,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)

06-MAY-2009
2 
History of entity/person INTEGRATED ENTERPRISES (INDIA) LTD.  
  DID NOT ENTER INTO AGREEMENT WITH ISSUER COMPANIES

COMMITTED IRREGULARITIES IN ACCEPTING APPLICATIONS IN PUBLIC ISSUE

COMMITTED IRREGULARITIES IN STOCKINVESTS

COMMITTED IRREGULARITIES IN EFFECTING TRANSFERS  		SUSPENDED REGISTRATION AS REGISTRAR FROM 27-JUN-2000 TO 26-SEP-2000

CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

27-JUN-2000
3 
History of entity/person PINNACLE SHARES REGISTRY PVT.LTD.  
History of entity/person MUKESH TRIVEDI
History of entity/person PARKASH MAKWANA
  		DID NOT DEMATERIALISE SHARES IN TIME

INDULGED IN CONSPIRACY WITH COMPANY IN FRAUDULENTLY TRANSFERRING SHARES TO ACCOUNTS OF PROMOTERS AND RELATED ENTITIES IN MATTER OF PARSOLI CORP.LTD.

INDULGED IN CONSPIRACY WITH PROMOTERS IN DELAYING TRANSFER OF SHARES IN MATTER OF PARSOLI CORP.LTD.  		CANCELLED REGISTRATION AS REGISTRAR

DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 20-FEB-2009 TILL FURTHER ORDERS

20-FEB-2009 		CANCELLED CERTIFICATE OF REGISTRATION AS REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT W.E.F.28/02/2010.FURTHER DIRECTED 1) NOT TO TAKE NEW CLIENTS UNDER SAID CERTIFICATE OF REGISTRATION 2) TO HANDOVER ALL PHYSICAL RECORDS AND DEMAT RECORDS TO CLIENTS COMPANIES AFTER CERTIFYING INTEGRITY AND CORRECTNESS UNDER INTIMATION TO SEBI AND ISSUE A CERTIFICATE TO SEBI TO THIS EFFECT AND 3) TO INFORM CLIENTS COMPANIES TO MAKE ARRANGEMENT OF ANOTHER REGISTRAR AND SHARE TRANSFER AGENT

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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