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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DEALT AND INTRODUCED TAINTED/STOLEN/FABRICATED/DUPLICATE SHARES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person FINTECH COMPU SYSTEMS LTD.  
  ACCEPTED BOGUS APPLICATIONS, ALLOTTED SHARES TO APPLICANTS AND RETURNED APPLICATION MONIES TO THESE APPLICANTS AFTER CLOSURE OF PUBLIC ISSUE

DID NOT EXERCISE DUE DILIGENCE TO DETERMINE BASIS OF ALLOTMENT AND LIST OF PERSONS ENTITLED TO ALLOTMENT

DID NOT ENSURE THAT STOCKINVESTS WERE REALIZED BEFORE SENDING ALLOTMENT ADVICES TO ALLOTTEES

COMMITTED IRREGULARITIES IN DISPATCH OF SHARE CERTIFICATES

SOLD SOME PARTLY PAID SHARES AS FULLY PAID SHARES (PROMOTERS OF PCL) BY AFFIXING FORGED BANK ACKNOWLEDGEMENTS ON ALLOTMENT ADVICES

DID NOT MAINTAIN RECORD OF ACKNOWLEDGEMENT FOR RECEIPT OF FAKE SHARES FOR TRANSFER WHICH MADE IT IMPOSSIBLE TO ASCERTAIN THE IDENTITIES OF THE PERSONS WHO INTRODUCED FAKE SHARES IN THE MARKET FOR CIRCULATION

REGISTRATION OF FINTECH HAD EXPIRED ON OCTOBER 30, 2003 WITHOUT ANY RENEWAL APPLICATION HAVING BEEN RECEIVED  		SUSPENDED REGISTRATION AS REGISTRAR FROM 10-SEP-2004 TO 09-SEP-2006

10-SEP-2004
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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