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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED TO WITHDRAW ADVERTISEMENT OF NFO OF RELIANCE INFRASTRUCTURE FUND OF RELIANCE MUTUAL FUND

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person RELIANCE CAPITAL ASSET MANAGEMENT LTD.  
  DID NOT FILE ADVERTISEMENT OF NFO WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 30(1) OF SEBI (MUTUAL FUNDS) REGULATIONS, 1996

DISPLAY AND VOICE-OVER STANDARD WARNING IN AUDIO VISUAL OF ADVERTISEMENT OF NFO WAS NOT AS PER STANDARDS AND IT WAS OF LESS THAN FIVE SECONDS AS REQUIRED UNDER REGULATION 77 OF SEBI (MUTUAL FUNDS) REGULATIONS, 1996  		DIRECTED TO WITHDRAW ADVERTISEMENT OF NFO OF RELIANCE INFRASTRUCTURE FUND OF RELIANCE MUTUAL FUND

03-JUN-2009 		DIRECTED TO ABIDE STRICTLY BY STIPULATIONS ON ADVERTISEMENTS BY MUTUAL FUNDS,ISSUED BY SEBI, BOTH IN LETTER AND SPIRIT, VIDE ORDER DATED 12/01/2010
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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