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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 01-JAN-1997 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: INDULGED IN IRREGULAR LOANS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person TULSI D.BHAYANA,M/S  

(Member : BHSE)
History of entity/person TULSI D.BHAYANA
  		UNAUTHORISED FORMATION OF TRUST

INDULGED IN IRREGULAR LOANS

INVOLVED IN MURDER OF A STOCK BROKER  		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-OCT-2002 TILL FURTHER ORDER

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-OCT-2002 TILL FURTHER ORDER

29-OCT-2002 		SAT: DIRECTED SEBI TO CONCLUDE ENQUIRY WITHIN A PERIOD OF 8 WEEKS

TERMINATED PROCEEDINGS AND VACATED INTERIM ORDER DATED 08/09/2003
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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