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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED TO FREEZE DEMAT ACCOUNTS

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person NAISHARG K.VAKHARIA  
  INDULGED IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-MAY-2011 TO 01-NOV-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-MAY-2011 TO 01-NOV-2011

DIRECTED TO FREEZE DEMAT ACCOUNTS

02-MAY-2011
2 
History of entity/person SANTOSH VASANT BHELEKAR

(PAN:AFBPB2887C)  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF AADHAAR VENTURES INDIA LTD.  DIRECTED TO FREEZE DEMAT ACCOUNTS

30-JUL-2020 		SAT: SAT VIDE ITS ORDER DATED 04/08/2023 ALLOWED THE APPEAL AND RECALLED ORDER DATED 08/06/2023
3 
History of entity/person SWAMINATHAN MAHALINGAM  
History of entity/person MEGA MILLENNIUM SECURITIES PVT.LTD.
  		COMMITTED IRREGULARITIES IN SHARE LENDING/BORROWING

DID NOT REDRESS INVESTOR COMPLAINTS  		DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-SEP-2007 TILL COMPLETION OF THE ENQUIRY PROCEEDINGS

DIRECTED TO FREEZE DEMAT ACCOUNTS

DIRECTED NOT TO ENGAGE IN THE ACTIVITY OF BORROWING AND LENDING OF SECURITIES WITHOUT OBTAINING REGISTRATION FROM SEBI

03-SEP-2007 		DIRECTIONS OF PROHIBITING FROM ACCESSING SECURITIES MARKET AND FREEZING DEMAT ACCOUNTS REVOKED, OTHER DIRECTIONS WILL CONTINUE TO OPERATE. FURTHER DIRECTED TO SUBMIT COMPLIANCE REPORT TO SEBI IN RESPECT OF SALE OF SHARES LYING IN DEMAT ACCOUNT AND TRANSFER SALE PROCEED TO COMPLAINANTS NAMELY MR. T.S.NILKANTHAN & MS. LAKSHMI NILKANTHAN
4 
History of entity/person VARSHA VAKHARIA  
  INDULGED IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-MAY-2011 TO 01-NOV-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-MAY-2011 TO 01-NOV-2011

DIRECTED TO FREEZE DEMAT ACCOUNTS

02-MAY-2011
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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