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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person AMI COMPUTERS (I) LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI  		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 25-SEP-2007

DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES

25-SEP-2007
2 
History of entity/person INFORMATION TECHNOLOGIES (INDIA) LTD.  
History of entity/person SUKHIJA
  		OPERATING UNSATISFACTORILY WITHOUT MEETING MINIMUM INFRASTRUCTURE REQUIREMENTS

FOUND NO TO BE FIT AND PROPER ON ACCOUNT OF INEFFICIENCY AND IMPROPRIETY  		DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

14-JUN-2004
3 
History of entity/person MCS LTD.  
  REFUSED TO HANDOVER RECORDS/DATA AND DID NOT ISSUE NOC OF DEMATERIALIZATION PROCESS  DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

11-AUG-2008 		SAT: APPEAL INFRUCTUOUS AND DISPOSED OFF, WITH NO ORDER AS TO COSTS

DIRECTED TO TRANSFER ALL DATA/RECORDS TO ISSUERS/COMPLAINANTS OR TO THEIR NEW APPOINTED RTA AND ISSUE NOC TO CONCERNED DEPOSITORIES WITHIN 15 DAYS FROM DATE OF THIS ORDER. CEASE AND DESIST FROM VIOLATING PROVISIONS OF LAW
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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