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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 01-JAN-1997 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EFFECTED EARLY PAY-OUT TO COUNCIL MEMBERS WHEN THERE WERE DEFAULTS BY THEM

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person CHACKO J.KALLIVAYALIL,M/S  

(Member : COCSE)
History of entity/person CHACKO J.KALLIVAYALIL
  		DEFAULTED IN PAY-IN OBLIGATIONS

GAVE EARLY PAY-OUT OF 100% AS AGAINST 75% TO COUNCIL MEMBERS

GAVE EARLY PAY-OUT TO COUNCIL MEMBERS WHERE THERE WERE DEFAULTS BY THEM

DID NOT MAKE PAYMENTS TO CLIENTS IN TIME  		SUSPENDED REGISTRATION AS STOCK BROKER FROM 16-OCT-2002 TO 15-OCT-2003

03-OCT-2002
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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