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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED TO CEASE & DESIST FROM BIDDING IN OBJECTIONABLE MANNER

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person RAJKAMAL RAMNIWAS BAJAJ  
  INDULGED IN IRREGULARITIES IN SUBSCRIPTIONS IN PUBLIC ISSUE OF VASWANI INDUSTRIES LTD.  DIRECTED TO CEASE & DESIST FROM BIDDING IN OBJECTIONABLE MANNER

11-JUL-2011 		SEBI VIDE ITS ORDER DATED 11/07/2011 DIRECTED 1.VASWANI INDUSTRIES LTD. TO GIVE WITHDRAWAL OPTION TO ALL INVESTORS IN NON-INSTITUTIONAL (NII) AND RETAIL INDIVIDUAL INVESTORS (RII) CATEGORY FOR SUCH NUMBER OF SHARES BY WHICH ALLOTMENT RATIO WAS IMPACTED. 2. ON CLOSURE OF WITHDRAWAL OPTION, IF SUBSCRIPTION LEVEL AFTER SUCH WITHDRAWALS FALLS BELOW MINIMUM LEVEL OF SUBSCRIPTION , BRLM, MAY PURCHASE OR ARRANGE PURCHASE THROUGH ANY INVESTOR(S) SO AS TO ENSURE THAT SUBSCRIPTION DOES NOT FALL BELOW MINIMUM LEVEL OF SUBSCRIPTION.3.RIKHAV SECURITIES LTD. IS PROHIBITED TO ACT AS A SYNDICATE MEMBER/SUB-SYNDICATE MEMBER FOR ALL FORTHCOMING ISSUES TILL FURTHER DIRECTIONS 4.BAJAJ CONSULTANTS PVT LTD. AND ITS GROUP ENTITIES, NAMELY, BAJAJ COMMODITIES TRADING PVT.LTD., BAJAJ SHARE AND STOCK BROKERS PVT.LTD., VINODKUMAR BAJAJ & COMPANY HUF, BAJAJ CONSULTANTS PVT.LTD., BAJAJ RETAIL INDIA VENTURES PVT.LTD., BAJCO CONSULTANTS PVT.LTD., MR. RAJKAMAL RAMNIWAS BAJAJ, RAMNIWAS BAJAJ & COMPANY AND MR. VINODKUMAR RAMNIWAS BAJAJ ARE DIRECTED TO CEASE AND DESIST FROM BIDDING IN AN OBJECTIONABLE MANNER
2 
History of entity/person VINODKUMAR RAMNIWAS BAJAJ  
  INDULGED IN IRREGULARITIES IN SUBSCRIPTIONS IN PUBLIC ISSUE OF VASWANI INDUSTRIES LTD.  DIRECTED TO CEASE & DESIST FROM BIDDING IN OBJECTIONABLE MANNER

11-JUL-2011 		SEBI VIDE ITS ORDER DATED 11/07/2011 DIRECTED 1.VASWANI INDUSTRIES LTD. TO GIVE WITHDRAWAL OPTION TO ALL INVESTORS IN NON-INSTITUTIONAL (NII) AND RETAIL INDIVIDUAL INVESTORS (RII) CATEGORY FOR SUCH NUMBER OF SHARES BY WHICH ALLOTMENT RATIO WAS IMPACTED. 2. ON CLOSURE OF WITHDRAWAL OPTION, IF SUBSCRIPTION LEVEL AFTER SUCH WITHDRAWALS FALLS BELOW MINIMUM LEVEL OF SUBSCRIPTION , BRLM, MAY PURCHASE OR ARRANGE PURCHASE THROUGH ANY INVESTOR(S) SO AS TO ENSURE THAT SUBSCRIPTION DOES NOT FALL BELOW MINIMUM LEVEL OF SUBSCRIPTION.3.RIKHAV SECURITIES LTD. IS PROHIBITED TO ACT AS A SYNDICATE MEMBER/SUB-SYNDICATE MEMBER FOR ALL FORTHCOMING ISSUES TILL FURTHER DIRECTIONS 4.BAJAJ CONSULTANTS PVT LTD. AND ITS GROUP ENTITIES, NAMELY, BAJAJ COMMODITIES TRADING PVT.LTD., BAJAJ SHARE AND STOCK BROKERS PVT.LTD., VINODKUMAR BAJAJ & COMPANY HUF, BAJAJ CONSULTANTS PVT.LTD., BAJAJ RETAIL INDIA VENTURES PVT.LTD., BAJCO CONSULTANTS PVT.LTD., MR. RAJKAMAL RAMNIWAS BAJAJ, RAMNIWAS BAJAJ & COMPANY AND MR. VINODKUMAR RAMNIWAS BAJAJ ARE DIRECTED TO CEASE AND DESIST FROM BIDDING IN AN OBJECTIONABLE MANNER
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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