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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person CREDIT ANALYSIS & RESEARCH LTD.  
  ALLEGED VIOLATION OF CLAUSES (1) TO (4) AND (8) OF CODE OF CONDUCT AS STIPULATED IN SCHEDULE III OF SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999 IN MATTER OF CARE LTD.

ALLEGED VIOLATION OF REGULATIONS 13, 15(1), 16(1), 16(2), 24(2) AND 24(7) OF SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999 IN MATTER OF CARE LTD.

ALLEGED VIOLATION OF CLAUSE 1.1.2 OF SEBI CIRCULAR NO.CIR/MIRSD/CRA/6/2010 DATED 03/05/2010 AND SEBI CIRCULAR NO.CIR/MIRSD/3/2013 DATED 15/03/2013 IN MATTER OF CARE LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.43,45,645 VIDE CONSENT ORDER)

16-MAY-2018
2 
History of entity/person CRISIL LTD.  
  ALLEGED VIOLATION OF CLAUSES (1) TO (4) AND (8) OF CODE OF CONDUCT AS STIPULATED IN SCHEDULE III READ WITH REGULATION 13 OF SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999

ALLEGED VIOLATION OF REGULATIONS 15, 16, 20A, 24(2) AND 24(7) OF SEBI (CREDIT RATING AGENCIES) REGULATIONS, 1999  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.28,36,875 VIDE CONSENT ORDER)

31-JAN-2018
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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