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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: CANCELLED REGISTRATION AS RESEARCH ANALYST

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person GROVALUE FINANCIAL SERVICES PVT.LTD.

(PAN:AAFCG8218G)  
  DID NOT SUBMIT RELEVANT DATA/INFORMATION FOR INSPECTION PERIOD

DID NOT DISCLOSE CHANGE OF REGISTERED OFFICE ADDRESS TO SEBI

DID NOT PAY OF FEE WITH RESPECT TO RENEWAL OF CERTIFICATE

DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME  		CANCELLED REGISTRATION AS RESEARCH ANALYST

14-JUN-2024
2 
History of entity/person LFS BROKING PVT.LTD.

(PAN:AACCL1007D)  
  MISUSED REGISTRATION TO PROMOTE LFS BROKING AND PMS SERVICES AND ANOTHER UNREGISTERED ENTITY MOL COMMODITIES COLLECTED FUNDS FROM INVESTORS  CANCELLED REGISTRATION AS RESEARCH ANALYST

28-JUN-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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