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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: ADVISED STOCK EXCHANGES TO WITHHOLD LISTING OF SECURITIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person VASWANI INDUSTRIES LTD.  
  INDULGED IN IRREGULARITIES IN SUBSCRIPTIONS IN PUBLIC ISSUE OF VASWANI INDUSTRIES LTD.  ADVISED STOCK EXCHANGES TO WITHHOLD LISTING OF SECURITIES

18-MAY-2011 		DIRECTED VIDE AD-INTERIM ORDER DATED 26/05/2011 TO 1.DETAILED INVESTIGATION WHICH SHALL BE EXPEDITIOUSLY COMPLETED WITHIN A PERIOD OF THIRTY DAYS FROM DATE OF THIS ORDER AND PROMOTERS, DIRECTORS AND INTERMEDIARIES CONNECTED WITH ISSUE TO FULLY CO-OPERATE IN INVESTIGATION 2.BANKERS TO THE ISSUE SHALL PLACE THE AMOUNT IN THE PUBLIC ISSUE ACCOUNT IN AN INTEREST EARNING ACCOUNT

SEBI VIDE ITS ORDER DATED 11/07/2011 DIRECTED 1.VASWANI INDUSTRIES LTD. TO GIVE WITHDRAWAL OPTION TO ALL INVESTORS IN NON-INSTITUTIONAL (NII) AND RETAIL INDIVIDUAL INVESTORS (RII) CATEGORY FOR SUCH NUMBER OF SHARES BY WHICH ALLOTMENT RATIO WAS IMPACTED. 2. ON CLOSURE OF WITHDRAWAL OPTION, IF SUBSCRIPTION LEVEL AFTER SUCH WITHDRAWALS FALLS BELOW MINIMUM LEVEL OF SUBSCRIPTION , BRLM, MAY PURCHASE OR ARRANGE PURCHASE THROUGH ANY INVESTOR(S) SO AS TO ENSURE THAT SUBSCRIPTION DOES NOT FALL BELOW MINIMUM LEVEL OF SUBSCRIPTION.3.RIKHAV SECURITIES LTD. IS PROHIBITED TO ACT AS A SYNDICATE MEMBER/SUB-SYNDICATE MEMBER FOR ALL FORTHCOMING ISSUES TILL FURTHER DIRECTIONS 4.BAJAJ CONSULTANTS PVT LTD. AND ITS GROUP ENTITIES, NAMELY, BAJAJ COMMODITIES TRADING PVT.LTD., BAJAJ SHARE AND STOCK BROKERS PVT.LTD., VINODKUMAR BAJAJ & COMPANY HUF, BAJAJ CONSULTANTS PVT.LTD., BAJAJ RETAIL INDIA VENTURES PVT.LTD., BAJCO CONSULTANTS PVT.LTD., MR. RAJKAMAL RAMNIWAS BAJAJ, RAMNIWAS BAJAJ & COMPANY AND MR. VINODKUMAR RAMNIWAS BAJAJ ARE DIRECTED TO CEASE AND DESIST FROM BIDDING IN AN OBJECTIONABLE MANNER

SAT: SAT VIDE ITS ORDER DATED 25/08/2011 DIRECTED COMPANY TO 1.GIVE WITHDRAWAL OPTION TO INVESTORS IN RII CATEGORY TO THE EXTENT OF 15,00,348 SHARES 2. TAKE STEPS TO MAKE BONUS ISSUE OF SHARES TO INVESTORS (EXCEPT PROMOTERS AND PROMOTER GROUP) IN RATIO OF ONE SHARE FOR EVERY FOUR SHARES HELD IMMEDIATELY UPON LISTING OF SHARES 3.ISSUE ADVERTISEMENT GIVING DETAILS OF WITHDRAWAL OPTION AND INFORMATION REGARDING BONUS ISSUE WITHIN 7 WORKING DAYS OF ORDER 4.COMPLETE ENTIRE PROCESS WITHIN SIXTY DAYS OF ORDER
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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