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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PORTFOLIO MANAGERS: DIRECTED NOT TO TAKE NEW CLIENTS IN BUSINESS OF PORTFOLIO MANAGER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person SAHARA ASSET MANAGEMENT CO.PVT.LTD.

(PAN:AAACF1696A)  
  NOT A FIT & PROPER PERSON TO ACT AS PORTFOLIO MANAGER  REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS PORTFOLIO MANAGER

DIRECTED NOT TO TAKE NEW CLIENTS IN BUSINESS OF PORTFOLIO MANAGER

CANCELLED REGISTRATION AS PORTFOLIO MANAGER

27-FEB-2015 		SEBI VIDE ITS ORDER DATED 30/12/2015 REJECTED THE APPLICATION FOR RECONSIDERATION
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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