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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK EXCHANGES: PROHIBITED FROM DOING ANYTHING HAVING EFFECT OF ALTERING BASIC CONTOURS AS WELL AS CHARACTER OF EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person COIMBATORE STOCK EXCHANGE LTD.  
  PASSED RESOLUTION ULTRA VIRES SCRA TO CEASE TO FUNCTION AS RECOGNIZED STOCK EXCHANGE

ADOPTED NEW SET OF MEMORANDUM AND ARTICLES OF ASSOCIATION EXCLUDING PUBLIC REPRESENTATIVE DIRECTOR AND SEBI NOMINEE DIRECTOR FROM BOARD OF DIRECTORS

CONDUCTED AFFAIRS OF EXCHANGE IN A MANNER DETRIMENTAL TO INTEREST OF INVESTORS  		DIRECTED TO REFRAIN FROM TRANSFERRING OR ALIENATING ANY MOVABLE OR IMMOVABLE PROPERTY OF EXCHANGE

PROHIBITED FROM DOING ANYTHING HAVING EFFECT OF ALTERING BASIC CONTOURS AS WELL AS CHARACTER OF EXCHANGE

17-APR-2006
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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