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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (STP CENTRALIZED HUB AND STP SERVICES PROVIDERS) GUIDELINES, 2004

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person NSE IT LTD.

(PAN:AABCN0159P)  
  ALLEGED FAILURE IN OBTAINING RENEWAL OF APPROVAL FROM SEBI AS STRAIGHT THROUGH PROCESSING (STP) SERVICE PROVIDERS VIOLATING CLAUSES 3(1), 5(1)(I), 6(1)(I) AND 6(1)(II) OF SEBI (STP CENTRALIZED HUB AND STP SERVICES PROVIDERS) GUIDELINES, 2004  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)

29-DEC-2021
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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