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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

CDSL DEPOSITORY PARTICIPANTS: DIRECTED CDSL TO CONDUCT INSPECTION

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person PRATIK STOCK VISION PVT.LTD.   (Depository Participant : CDSL)
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES  DIRECTED CDSL TO CONDUCT INSPECTION

DIRECTED TO DISGORGE

 		DIRECTED TO DISGORGE AN AMOUNT OF RS.1,92,78,740.52 (SEVERALLY) AND RS.25,79,52,157.65 (JOINTLY WITH CDSL AND KARVY STOCK BROKING PVT.LTD.) WITHIN SIX MONTHS FROM THE DATE OF THIS ORDER

SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 21/11/2006 SET ASIDE WITH NO ORDER AS TO COSTS
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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