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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK EXCHANGES: CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person BANGALORE STOCK EXCHANGE LTD.  
History of entity/person KAMALA K.
  		DID NOT FURNISH CORRECT INFORMATION WITH RESPECT TO THE ADHOC MARGINS IMPOSED BY THE EXCHANGE IN THE SCRIP OF HOME TRADE LTD.  CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

27-AUG-2003
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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