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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

BANKERS: RESTRAINED FROM UNDERTAKING ANY FRESH ASSIGNMENT AS A BANKER TO AN ISSUE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person KALUPUR COMMERCIAL CO-OPERATIVE BANK LTD.,THE  
  VIOLATED CODE OF CONDUCT UNDER REGULATION 16 OF SEBI (BANKER TO AN ISSUE) RULES AND REGULATIONS, 1994  RESTRAINED FROM UNDERTAKING ANY FRESH ASSIGNMENT AS A BANKER TO AN ISSUE FROM 17-FEB-1997 TO 16-AUG-1997

26-FEB-1997
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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